0000899866-16-000245.txt : 20160208 0000899866-16-000245.hdr.sgml : 20160208 20160208195741 ACCESSION NUMBER: 0000899866-16-000245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160204 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALEXION PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000899866 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133648318 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 COLLEGE STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 BUSINESS PHONE: 2032722596 MAIL ADDRESS: STREET 1: 100 COLLEGE STREET CITY: NEW HAVEN STATE: CT ZIP: 06510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hallal David CENTRAL INDEX KEY: 0001457477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27756 FILM NUMBER: 161396961 MAIL ADDRESS: STREET 1: C/O ALEXION PHARMACEUTICALS, INC STREET 2: 352 KNOTTER DRIVE CITY: CHESHIRE STATE: CT ZIP: 06410 4 1 wf-form4_145497945026525.xml FORM 4 X0306 4 2016-02-04 0 0000899866 ALEXION PHARMACEUTICALS INC ALXN 0001457477 Hallal David C/O ALEXION PHARMACEUTICALS, INC 100 COLLEGE STREET NEW HAVEN CT 06510 1 1 0 0 CEO Common Stock, par value $.0001 per share 2016-02-04 4 S 0 619 143.81 D 142568 D Common Stock, par value $.0001 per share 2016-02-04 4 S 0 10 145.05 D 142558 D Common Stock, par value $.0001 per share 2016-02-04 4 A 0 41136 0 A 183694 D Common Stock, par value $.0001 per share 2016-02-05 4 S 0 110 145.01 D 183584 D Common Stock, par value $.0001 per share 2016-02-05 4 S 0 400 144.45 D 183184 D Common Stock, par value $.0001 per share 2016-02-05 4 S 0 300 143.45 D 182884 D Common Stock, par value $.0001 per share 2016-02-05 4 S 0 712 142.35 D 182172 D Common Stock, par value $.0001 per share 2016-02-05 4 S 0 3710 141.40 D 178462 D Common Stock, par value $.0001 per share 2016-02-05 4 S 0 1490 140.49 D 176972 D Common Stock, par value $.0001 per share 2016-02-08 4 S 0 337 138.02 D 176635 D Common Stock, par value $.0001 per share 2016-02-08 4 S 0 117 139.18 D 176518 D Common Stock, par value $.0001 per share 2016-02-08 4 S 0 3492 138.02 D 173026 D This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $143.00 - $143.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $145.00 - $145.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. On February 4, 2016, the Leadership and Compensation Committee determined that the reporting person earned 41,136 Performance Share Units upon achievement of certain performance targets previously established by the Committee. 1/3 of such shares vested on February 4, 2016 and 1/3 vest on each subsequent anniversary. This sale was made to cover withholding taxes immediately following the vesting of previously granted Performance Stock Units. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $144.00 - $144.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $142.00 - $142.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $141.00 - $141.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $140.00 - $140.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $138.00 - $138.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $139.00 - $139.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price. /s/ Michael Greco, Attorney-in-Fact for David Hallal 2016-02-08