0000899866-16-000245.txt : 20160208
0000899866-16-000245.hdr.sgml : 20160208
20160208195741
ACCESSION NUMBER: 0000899866-16-000245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160204
FILED AS OF DATE: 20160208
DATE AS OF CHANGE: 20160208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALEXION PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000899866
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 133648318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COLLEGE STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06510
BUSINESS PHONE: 2032722596
MAIL ADDRESS:
STREET 1: 100 COLLEGE STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hallal David
CENTRAL INDEX KEY: 0001457477
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27756
FILM NUMBER: 161396961
MAIL ADDRESS:
STREET 1: C/O ALEXION PHARMACEUTICALS, INC
STREET 2: 352 KNOTTER DRIVE
CITY: CHESHIRE
STATE: CT
ZIP: 06410
4
1
wf-form4_145497945026525.xml
FORM 4
X0306
4
2016-02-04
0
0000899866
ALEXION PHARMACEUTICALS INC
ALXN
0001457477
Hallal David
C/O ALEXION PHARMACEUTICALS, INC
100 COLLEGE STREET
NEW HAVEN
CT
06510
1
1
0
0
CEO
Common Stock, par value $.0001 per share
2016-02-04
4
S
0
619
143.81
D
142568
D
Common Stock, par value $.0001 per share
2016-02-04
4
S
0
10
145.05
D
142558
D
Common Stock, par value $.0001 per share
2016-02-04
4
A
0
41136
0
A
183694
D
Common Stock, par value $.0001 per share
2016-02-05
4
S
0
110
145.01
D
183584
D
Common Stock, par value $.0001 per share
2016-02-05
4
S
0
400
144.45
D
183184
D
Common Stock, par value $.0001 per share
2016-02-05
4
S
0
300
143.45
D
182884
D
Common Stock, par value $.0001 per share
2016-02-05
4
S
0
712
142.35
D
182172
D
Common Stock, par value $.0001 per share
2016-02-05
4
S
0
3710
141.40
D
178462
D
Common Stock, par value $.0001 per share
2016-02-05
4
S
0
1490
140.49
D
176972
D
Common Stock, par value $.0001 per share
2016-02-08
4
S
0
337
138.02
D
176635
D
Common Stock, par value $.0001 per share
2016-02-08
4
S
0
117
139.18
D
176518
D
Common Stock, par value $.0001 per share
2016-02-08
4
S
0
3492
138.02
D
173026
D
This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $143.00 - $143.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $145.00 - $145.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
On February 4, 2016, the Leadership and Compensation Committee determined that the reporting person earned 41,136 Performance Share Units upon achievement of certain performance targets previously established by the Committee. 1/3 of such shares vested on February 4, 2016 and 1/3 vest on each subsequent anniversary.
This sale was made to cover withholding taxes immediately following the vesting of previously granted Performance Stock Units.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $144.00 - $144.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $142.00 - $142.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $141.00 - $141.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $140.00 - $140.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $138.00 - $138.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
This transaction was executed in multiple trades through a broker-dealer at prices ranging from $139.00 - $139.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
/s/ Michael Greco, Attorney-in-Fact for David Hallal
2016-02-08