0001209191-14-016919.txt : 20140304 0001209191-14-016919.hdr.sgml : 20140304 20140304185534 ACCESSION NUMBER: 0001209191-14-016919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OM GROUP INC CENTRAL INDEX KEY: 0000899723 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 521736882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 950 MAIN AVENUE STREET 2: SUITE 1300 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 2167810083 MAIL ADDRESS: STREET 1: 950 MAIN AVENUE STREET 2: SUITE 1300 CITY: CLEVELAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith Greg J CENTRAL INDEX KEY: 0001342047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12515 FILM NUMBER: 14666769 MAIL ADDRESS: STREET 1: 1500 KEY TOWER STREET 2: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114-1304 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-28 0 0000899723 OM GROUP INC OMG 0001342047 Griffith Greg J FLATS EAST BANK BUILDING 950 MAIN AVENUE, SUITE 1300 CLEVELAND OH 44113 0 1 0 0 VP Strategic Plan,Dev.& InvRel Common Stock 2014-02-28 4 D 0 5440 D 40092 D Common Stock 2014-02-28 4 F 0 447 31.505 D 39645 D This field is not applicable. These shares were forfeited due to failure to satisfy the performance criteria of OM Group, Inc. for the three-year period ending December 31, 2013. This reflects the surrender of shares to OM Group, Inc. to pay taxes applicable to the vesting of restricted stock in accordance with the applicable long-term incentive plan previously approved by the stockholders of OM Group, Inc. and the related agreement previously approved by the Compensation Committee of the Board of Directors of OM Group, Inc. /s/ Greg J. Griffith, by Cipriano S. Beredo as attorney-in-fact 2014-03-04