-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T0Dwsxwjyr6O3u/Jfg6Te+EUM1iychxaT12THJvkuBy/Q2jl53+N0jN/GBTdXDqr ymYwd7sETORmtGz5H9Oatw== 0000950109-01-500019.txt : 20010123 0000950109-01-500019.hdr.sgml : 20010123 ACCESSION NUMBER: 0000950109-01-500019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010110 FILED AS OF DATE: 20010110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OM GROUP INC CENTRAL INDEX KEY: 0000899723 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 521736882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-12515 FILM NUMBER: 1506255 BUSINESS ADDRESS: STREET 1: 50 PUBLIC SQ STREET 2: STE 3800 CITY: CLEVELAND STATE: OH ZIP: 44113-2204 BUSINESS PHONE: 2162637469 MAIL ADDRESS: STREET 1: 50 PUBLIC SQ STREET 2: STE 3500 CITY: CLEVELAND STATE: OH ZIP: 44113-2204 COMPANY DATA: COMPANY CONFORMED NAME: MOONEY JAMES P CENTRAL INDEX KEY: 0001129867 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3800 TERMINAL TOWER CITY: CLEVELAND STATE: OH ZIP: 44113 MAIL ADDRESS: STREET 1: 3800 TERMINAL TOWER CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 d4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP +--------+ | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Mooney James P - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o OM Group, Inc. 50 Public Square, Suite 3500 Cleveland, Ohio 44113-2204 - -------------------------------------------------------------------------------- (Street) Cleveland OH 44113-2204 - -------------------------------------------------------------------------------- (City) (State) (Zip) United States 2. Issuer Name and Ticker or Trading Symbol OM Group, Inc. (OMGI) ----------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ###-##-#### -------------- 4. Statement for Month/Year 12/2000 --------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) --------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X X ___ Director ___ Officer ___ 10% Owner ___ Other (give title below) (specify below) Chairman and CEO, OM Group Inc. ---------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X ____ Form filed by One Reporting Person ____ Form filed by More than One Reporting Person Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/28/00 J 3,210 A /2/ 359,473 I Lion, LP/1/ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/8/00 J 3,210 A /2/ 359,473 I Lion, LP/1/ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ /1/ Limited Partners transfer of shares into Limited Partnership in which James P. Mooney is General & Managing Partner. /2/ Contribution to Partnership Capital.
Explanation of Responses: /s/ James P. Mooney 01/10/2001 ------------------------------- ----------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If this form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----