-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/uVziwRQf7QOM4v3a5k5AVIMhBTRb5+BaUDRENxXc82ot7o5E9Pa+Hl442ft0sa akhY6OyNMwRvG6/DwMLjYA== 0001217383-03-000002.txt : 20031205 0001217383-03-000002.hdr.sgml : 20031205 20031205150936 ACCESSION NUMBER: 0001217383-03-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030205 FILED AS OF DATE: 20031205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAINES BENNETT L CENTRAL INDEX KEY: 0001217383 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 031040212 BUSINESS ADDRESS: STREET 1: 139 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872826 MAIL ADDRESS: STREET 1: 139 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 4/A 2003-02-05 2003-02-05 0 0000899652 CINERGY CORP CIN 0001217383 GAINES BENNETT L 139 EAST FOURTH STREET CINCINNATI OH 45202 0 1 0 0 VP & Chief Technology Officer Employee Stock Option (right to buy) 31.73 2003-02-05 2003-02-05 4 A 0 20900 0 A 2006-02-05 2013-02-05 Common Stock 20900 20900 D Phantom Stock Units 2003-02-05 2003-02-05 4 A 0 3349 0 A 2006-01-13 2006-01-13 Common Stock 3349 3349 D On February 5, 2003, the reporting person filed a Form 4 reporting the acquisition of employee stock options. Due to a clerical error the amount of the acquisition was mistakenly reported as 8,300 rather than 20,900. The derivative security converts into common stock on a one-for-one basis. /s/David S. Maltz, attorney-in-fact 2003-12-05 -----END PRIVACY-ENHANCED MESSAGE-----