-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MV8hmLLzs3t6RMX+9+QaECUvXxIxOTH00Scfiw1O8MtQXunDdeyUMg/XMT1onl16 qqKGwQ6z19WE6SZAD42O7g== 0001196666-03-000002.txt : 20030730 0001196666-03-000002.hdr.sgml : 20030730 20030730152844 ACCESSION NUMBER: 0001196666-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030728 FILED AS OF DATE: 20030730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWTON FREDERICK J III CENTRAL INDEX KEY: 0001196666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 03811413 MAIL ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-07-28 0 0000899652 CINERGY CORP cin 0001196666 NEWTON FREDERICK J III 139 E FOURTH ST CINCINNATI OH 45202 0 1 0 0 Exec. Vice Pres. & CAO Common Stock 2003-07-28 2003-07-28 4 M 0 20000 27.63 A 27015 D Common Stock 2003-07-28 2003-07-28 4 S 0 233 34.21 D 26782 D Common Stock 2003-07-28 2003-07-28 4 S 0 17200 34.2 D 9582 D Employee Stock Options (right to buy) 27.63 2003-07-28 2003-07-28 4 M 0 20000 0 D 2003-07-23 2012-07-23 Common Stock 20000 0 D In addition, the reporting person benefically owns indirectly: (i) 181.758 shares of common stock by 401(k) plan, and (ii) 300 shares of common stock by trust. /s/David S. Maltz, attorney-in-fact 2003-07-30 -----END PRIVACY-ENHANCED MESSAGE-----