EX-99.1 2 a05-1571_1ex99d1.htm EX-99.1

Exhibit 99.1

 

The name, business address, present principal occupation or employment and the name, principal business address of any corporation or other organization in which such employment is conducted, of each of (i) the members of the board of directors and executive officers of Cinergy Ventures II, LLC, (ii) the members of the board of directors and executive officers of Cinergy Technologies, Inc., and (iii) the members of the board of directors and executive officers of Cinergy Corp. are set forth below.  Unless otherwise indicated, the business address of each of the directors or executive officers is that of Cinergy Corp. at 139 E. Fourth Street, Cincinnati, OH 45202.  Unless otherwise indicated, each occupation set forth opposite an individual’s name refers to the individual’s occupation at Cinergy Corp.

 

(i) Cinergy Ventures II, LLC

 

Name

 

Capacity in Which Serves at
Ventures

 

Principal Occupation

Michael J. Cyrus

 

Executive Vice President

 

Executive Vice President and Chief Executive Officer of the Regulated Business Unit

R. Foster Duncan

 

Executive Vice President

 

Executive Vice President and Chief Executive Officer of the Commercial Business Unit

Lynn J. Good

 

Vice President and Comptroller

 

Vice President and Controller

William J. Grealis

 

President

 

Executive Vice President

Julia S. Janson

 

Secretary and Chief Compliance Officer

 

Secretary and Chief Compliance Officer

Marc E. Manly

 

Executive Vice President and Chief Legal Officer

 

Executive Vice President, Chief Legal Officer and Assistant Secretary

Theodore R. Murphy II

 

Senior Vice President and Chief Risk Officer

 

Senior Vice President and Chief Risk Officer

Frederick J. Newton III

 

Executive Vice President and Chief Administrative Officer

 

Executive Vice President and Chief Administrative Officer

Ronald R. Reising

 

Vice President and Chief Procurement Officer

 

Vice President and Chief Procurement Officer

James L. Turner

 

Executive Vice President and Chief Financial Officer

 

Executive Vice President and Chief Financial Officer

 

 

 

 

 

(ii)  Cinergy Technologies, Inc.

 

 

 

 

 

 

 

 

 

Name

 

Capacity in Which Serves at
Technologies

 

Principal Occupation

William J. Grealis

 

Director and President

 

Executive Vice President

James E. Rogers

 

Director

 

President, Chief Executive Officer and Chairman

James L. Turner

 

Director and Executive Vice President and Chief Financial Officer

 

Executive Vice President and Chief Financial Officer

Michael J. Cyrus

 

Executive Vice President

 

Executive Vice President and Chief Executive Officer of the Regulated Business Unit

R. Foster Duncan

 

Executive Vice President

 

Executive Vice President and Chief Executive Officer of the Commercial Business Unit

Lynn J. Good

 

Vice President and Comptroller

 

Vice President and Controller

 



 

Julia S. Janson

 

Secretary and Chief Compliance Officer

 

Secretary and Chief Compliance Officer

Marc E. Manly

 

Executive Vice President and Chief Legal Officer

 

Executive Vice President, Chief Legal Officer and Assistant Secretary

Theodore R. Murphy II

 

Senior Vice President and Chief Risk Officer

 

Senior Vice President and Chief Risk Officer

Frederick J. Newton III

 

Executive Vice President and Chief Administrative Officer

 

Executive Vice President and Chief Administrative Officer

Ronald R. Reising

 

Vice President and Chief Procurement Officer

 

Vice President and Chief Procurement Officer

 

(iii) Cinergy Corp.

 

Name

 

Capacity in Which
Serves at Cinergy

 

Business Address

 

Principal Occupation

James E. Rogers

 

Director

 

139 E. Fourth St.
Cincinnati, OH 45202

 

President, Chief Executive Officer and Chairman of the Board of Cinergy Corp.

Michael G. Browning

 

Director

 

Browning Investments, Inc.
251 N. Illinois
Indianapolis, IN

 

Chairman and President of Browning Investments, Inc.

Phillip R. Cox

 

Director

 

Cox Financial Corp.
105 E. 4th Street
Cincinnati, OH

 

President and Chief Executive Officer of Cox Financial Corporation

George C. Juilfs

 

Director

 

SENCORP
1 Riverfront Pl.
#1000
Newport, KY

 

Chairman and Chief Executive Officer of SENCORP

Thomas E. Petry

 

Director

 

The Union Central Life
Insurance Company

 

Director of The Union Central Life Insurance Company

Mary L. Schapiro

 

Director

 

NASD Regulation, Inc.
1735 K Street, N.W.
Washington, D.C.

 

Vice Chairman of NASD and President of Regulatory Policy and Oversight

John J. Schiff, Jr.

 

Director

 

Cincinnati Financial
Corporation
6200 South Gilmore Rd.
Fairfield, OH

 

Chairman, President and Chief Executive Officer of Cincinnati Financial Corporation and The Cincinnati Insurance Company

Philip R. Sharp

 

Director

 

John F. Kennedy School of
Government
Harvard University
Cambridge, MA

 

Senior Research Fellow at Harvard University’s John F. Kennedy School of Government

Dudley S. Taft

 

Director

 

Taft Broadcasting Company
312 Walnut Street
Cincinnati, OH

 

President and Chief Executive Officer of Taft Broadcasting Company

Michael J. Cyrus

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Executive Vice President and Chief Executive Officer of the Regulated Business Unit

 



 

R. Foster Duncan

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Executive Vice President and Chief Executive Officer of the Commercial Business Unit

Gregory C. Ficke

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

President, The Cincinnati Gas & Electric Company

Lynn J. Good

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Vice President and Controller

William J. Grealis

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Executive Vice President

Julia S. Janson

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Secretary and Chief Compliance Officer

Marc E. Manly

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Executive Vice President, Chief Legal Officer and Assistant Secretary

Theodore R. Murphy II

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Senior Vice President and Chief Risk Officer

Frederick J. Newton III

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Executive Vice President and Chief Administrative Officer

Kay E. Pashos

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

President, PSI Energy, Inc.

Ronald R. Reising

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Vice President and Chief Procurement Officer

James L. Turner

 

 

 

139 E. Fourth St.
Cincinnati, OH 45202

 

Executive Vice President and Chief Financial Officer

 

Item 2(d): To the knowledge of Ventures, none of Ventures, Technologies or Cinergy, or any of the individuals identified in this Schedule I has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

 

Item 2(e): To the knowledge of Ventures, none of Ventures, Technologies or Cinergy, or any of the individuals identified in this Schedule I has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 2(f): Each of the individuals identified in this Schedule I is a citizen of the United States of America.