-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8+M5cnMu/aK3nPWH6QlYCAvttrOflUGuXCEGlZAxjYdOq9O78PU6hq0Qv7NdHT2 MjH/0+kbtTL2Y61h1R6JSQ== 0001024251-03-000031.txt : 20031103 0001024251-03-000031.hdr.sgml : 20031103 20031103082014 ACCESSION NUMBER: 0001024251-03-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JAMES E CENTRAL INDEX KEY: 0001024251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 03971393 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-31 0 0000899652 CINERGY CORP CIN 0001024251 ROGERS JAMES E CINERGY CORP. 139 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Chairman, President & CEO phantom stock units 2003-10-31 2003-10-31 4 A 0 273.823 36.52 A 1988-08-08 1988-08-08 common stock 273.823 75539.416 D Phantom stock units acquired under issuer's 401(k) Excess Plan. The derivative security converts into common stock on a one-for-one basis. Generally payable upon reporting person's termination of service with the issuer. Includes additional securities acquired pursuant to regular dividend reinvestments. /s/ David S. Maltz 2003-11-03 -----END PRIVACY-ENHANCED MESSAGE-----