EX-99.1 3 l06611aexv99w1.txt EXHIBIT 99.1 SCHEDULE OF DIRECTORS AND EXEC OFFCRS EXHIBIT 99.1 The name, business address, present principal occupation or employment and the name, principal business address of any corporation or other organization in which such employment is conducted, of each of (i) the members of the board of directors and executive officers of Cinergy Ventures II, LLC, (ii) the members of the board of directors and executive officers of Cinergy Technologies, Inc., and (iii) the members of the board of directors and executive officers of Cinergy Corp. are set forth below. Unless otherwise indicated, the business address of each of the directors or executive officers is that of Cinergy Corp. at 139 E. Fourth Street, Cincinnati, OH 45202. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to the individual's occupation at Cinergy Corp. (i) Cinergy Ventures II, LLC
Capacity in Which Serves Name at Ventures Principal Occupation R. Foster Duncan President Executive Vice President Chief Financial Officer Marc E. Manly Executive Vice President Executive Vice President Chief Legal Officer Chief Legal Officer Assistant Secretary Theodore R. Murphy II Senior Vice President Senior Vice President Chief Risk Officer Chief Risk Officer Frederick J. Newton III Executive Vice President Executive Vice President Chief Administrative Chief Administrative Officer Officer
(ii) Cinergy Technologies, Inc.
Capacity in Which Serves Name at Technologies Principal Occupation William J. Grealis Director Executive Vice President James E. Rogers Director President Chief Executive Officer Chairman of the Board R. Foster Duncan Director Executive Vice President President Chief Financial Officer Marc E. Manly Executive Vice President Executive Vice President Chief Legal Officer Chief Legal Officer Assistant Secretary Theodore R. Murphy II Senior Vice President Senior Vice President Chief Risk Officer Chief Risk Officer
Frederick J. Newton III Executive Vice President Executive Vice President Chief Administrative Chief Administrative Officer Officer
(iii) Cinergy Corp.
Capacity in Which Business Name Serves at Cinergy Address Principal Occupation James E. Rogers Director Cinergy Corp. President 139 E. Fourth Street Chief Executive Cincinnati, OH Officer, Chairman of the Board of Cinergy Corp. Michael G. Browning Director Browning Investments, Chairman and Inc. President of 251 N. Illinois Browning Indianapolis, IN Investments, Inc. Phillip R. Cox Director Cox Financial Corp. President and Chief 105 E. 4th Street Executive Officer of Cincinnati, OH Cox Financial Corporation George C. Juilfs Director SENCORP Chairman and Chief 1 Riverfront Pl. Executive Officer of #1000 SENCORP Newport, KY Thomas E. Petry Director The Union Central Life Director of The Insurance Company Union Central Life Insurance Company and U.S. Bancorp Mary L. Schapiro Director NASD Regulation, Inc. Vice Chairman of 1735 K. Street, N.W. NASD and President Washington, D.C. of Regulatory Policy and Oversight John J. Schiff, Jr. Director Cincinnati Financial Chairman, President Corporation Chief Executive 6200 South Gilmore Rd. Officer of Fairfield, OH Cincinnati Financial Corporation and the Cincinnati Insurance Company Philip R. Sharp Director John F. Kennedy Senior Research School of Government Fellow at Harvard Harvard University University's John Cambridge, MA F. Kennedy School of Government
Dudley S. Taft Director Taft Broadcasting President Company Chief Executive 312 Walnut Street Officer of Taft Cincinnati, OH Broadcasting Company Michael J. Cyrus Executive Vice Executive Vice President Cincinnati, OH 45202 Chief Executive Officer, Commercial Business Unit R. Foster Duncan Executive Vice 139 E. Fourth Street President Cincinnati, OH 45202 Chief Financial Officer Douglas F. Esamann President, PSI 139 E. Fourth Street Energy, Inc. Cincinnati, OH 45202 Gregory C. Ficke President, The 139 E. Fourth Street Cincinnati Gas & Cincinnati, OH 45202 Electric Company Lynn J. Good Vice President and 139 E. Fourth Street Controller Cincinnati, OH 45202 William J. Grealis Executive Vice 139 E. Fourth Street President Cincinnati, OH 45202 Marc E. Manly Executive Vice 139 E. Fourth Street President Cincinnati, OH 45202 Chief Legal Officer Assistant Secretary Theodore R. Murphy II Senior Vice 139 E. Fourth Street President Cincinnati, OH 45202 Chief Risk Officer Frederick J. Newton III Executive Vice 139 E. Fourth Street President Cincinnati, OH 45202 Chief Administrative Officer James L. Turner Executive Vice 139 E. Fourth Street President Cincinnati, OH 45202 Chief Executive Officer, Regulated Business Unit
Item 2(d): To the knowledge of Ventures, none of Ventures, Technologies or Cinergy, or any of the individuals identified in this Schedule I has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Item 2(e): To the knowledge of Ventures, none of Ventures, Technologies or Cinergy, or any of the individuals identified in this Schedule I has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 2(f): Each of the individuals identified in this Schedule I is a citizen of the United States of America.