-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GcgVj3W0fmWHWtCZgm0MF7MQnerjynOafSTN/+Ugsc5zkxSiQVicGp5g92gseRxl tCGzApK+xrtnJ4BbKrIqMg== 0000899652-99-000148.txt : 19991130 0000899652-99-000148.hdr.sgml : 19991130 ACCESSION NUMBER: 0000899652-99-000148 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09011 FILM NUMBER: 99765284 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp., et al. OF File No. 70-9011 NOTIFICATION Public Utility Holding Company Act of 1935 ("PUHCA") Cinergy Corp., a registered holding company ("Cinergy"), hereby submits the following information pursuant to rule 24 under PUHCA and the Commission's order dated March 23, 1998 in the above docket (HCAR No. 26848):/1/ 1. At September 30, 1999, Cinergy's "aggregate investment" and "consolidated retained earnings" (both as used in rule 53(a) under PUHCA) were approximately $567.9 million and $993.4 million, respectively. 2. Cinergy's aggregate investment at September 30, 1999, is equivalent to approximately 9.71% of Cinergy's total capitalization, approximately 8.91% of Cinergy's net utility plant, approximately 5.96% of total consolidated assets, and approximately 12.62% of Cinergy's market capitalization (each at September 30, 1999). 3. At September 30, 1999, consolidated debt/2/, cumulative preferred stock, and common equity comprised approximately 53.3%, 1.6% and 45.1%, respectively, of Cinergy's consolidated capitalization. 4. At September 30, 1999, Cinergy's market-to-book ratio was 171%. Pursuant to a request for confidential treatment under rule 104(b) of PUHCA, Cinergy is concurrently filing in paper format as Exhibit A, certain information concerning growth in retained earnings, net income and revenues of Cinergy's Exempt Entities. S I G N A T U R E Pursuant to the requirements of PUHCA, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 29, 1999 CINERGY CORP. By: /s/William L. Sheafer Vice President & Treasurer ENDNOTES /1/ Any capitalized terms not otherwise defined herein have the respective meanings assigned in HCAR No. 26848. /2/ As used herein, "consolidated debt" means all long-term debt, long-term debt due within one year, notes payable and other short-term obligations, including any short-term debt and non-recourse debt of Exempt Entities to the extent normally consolidated under applicable financial reporting rules. -----END PRIVACY-ENHANCED MESSAGE-----