-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VmY9wei+gGyNt5DljhRPLcJz/ChP9qe+3/o3+s2LShoIndRQXsQAFzCipNZ36sJI Se93DTg0k5MparzTbpU4Lw== 0000899652-99-000122.txt : 19990917 0000899652-99-000122.hdr.sgml : 19990917 ACCESSION NUMBER: 0000899652-99-000122 CONFORMED SUBMISSION TYPE: U-57/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990916 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57/A SEC ACT: SEC FILE NUMBER: 073-00011 FILM NUMBER: 99712457 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 U-57/A 1 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 AMENDMENT NO. 1 TO NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended Cinergetika U/L a.s. (Name of foreign utility company) Cinergy Corp. (Name of filing company, if filed on behalf of a foreign utility company) The Commission is requested to mail copies of all communications relating to this Notification to: Cheryl M. Foley David L. Wozny Cinergy Corp. 139 East Fourth Street Cincinnati, Ohio 45202 In a Form U-57 filing dated March 2, 1999, SEC File Number 073-00011, Cinergy Corp. ("Cinergy"), a Delaware corporation and a registered holding company under the Public Utility Holding Company Act of 1935, as amended (the "Act"), claimed foreign utility company ("FUCO") status for SETUZA energetika a.s., a corporation organized under the laws of the Czech Republic. Cinergy hereby notifies the Commission that SETUZA energetika a.s. has changed its name to Cinergetika U/L a.s., and claims status, under its new name, as a foreign utility company within the meaning of section 33 of the Act. The facts on which FUCO status in this matter was originally claimed have not otherwise changed. As so amended, this FUCO notification reads as follows: Item 1. Name of entity claiming FUCO status, its business address, and a description of the facilities used for the generation, transmission and distribution of electric energy for sale or for the distribution at retail of natural or manufactured gas. Identification, to the extent known, of each person holding 5% or more of any class of voting securities of the FUCO and description of the amount and nature of the interest. The name and business address of the company on whose behalf FUCO status is claimed is Cinergetika U/L a.s. ("Cinergetika"), Zukovova 100, 400 01 Usti nad Labem, Czech Republic. Cinergetika owns and operates two 6 MW coal-fired electric generators, one 1.3 MW generator, and associated transmission and distribution assets in the City of Usti nad Labem, the Czech Republic. The electricity is distributed and sold to local industry and Severoceska energetiky a.s., the regional electric transmission and distribution company. Cinergetika also purchases natural gas from a regional gas distribution company and distributes such gas to local industry in Usti nad Labem, Czech Republic. Cinergetika has an authorized share capital of 701,000,000 Czech crowns, represented by 701 shares, each with a nominal value of 1,000,000 Czech crowns. Cinergy Global Resources 1 B.V., a company incorporated in the Netherlands and an indirect wholly-owned subsidiary of Cinergy Corp., is the legal and beneficial owner of all but 1 issued share (which was retained by the Seller, SETUZA a.s.) of the issued share capital of Cinergetika. Item 2. Name of any domestic associate public utility company and, if applicable, its holding company, and description of the relationship between the foreign utility company and such company, and the purchase price paid by any domestic associate public utility company for its interest in the foreign utility company. The following domestic public utility companies, each of which is a direct or indirect wholly-owned subsidiary of Cinergy, are associate companies of Cinergetika: The Cincinnati Gas & Electric Company ("CG&E"), PSI Energy, Inc., The Union Light, Heat and Power Company ("Union"), Lawrenceburg Gas Company ("Lawrenceburg"), The West Harrison Gas and Electric Company ("West Harrison") and Miami Power Corporation ("Miami"). Union, Lawrenceburg, West Harrison and Miami are all direct wholly-owned subsidiaries of CG&E. None of the foregoing domestic public utility companies has made an investment in or has any contractual relationship with Cinergetika, nor is any such investment or contractual relationship contemplated. SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned officer, duly authorized as of the date indicated below: CINERGY CORP. By: /s/William L. Sheafer Vice President & Treasurer Dated: September 15, 1999 -----END PRIVACY-ENHANCED MESSAGE-----