-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E4S256XuAfuEbFEH91QHeU2QcFtMj8EIv0lsSjAhMpt85FlvJ8tsq0HECdE7ZP2g Cvk+pIAx+QEAzq2KFYOFyQ== 0000899652-99-000083.txt : 19990624 0000899652-99-000083.hdr.sgml : 19990624 ACCESSION NUMBER: 0000899652-99-000083 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00461 FILM NUMBER: 99636650 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5134219500 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 U-6B-2 1 CERTIFICATE OF NOTIFICATION FORM U-6B-2 CERTIFICATE OF NOTIFICATION under the Public Utility Holding Company Act of 1935 ("Act") Trigen-Cinergy Solutions of Cincinnati LLC ("Trigen-Cinergy"), an Ohio limited liability company and partially-owned nonutility subsidiary of Cinergy Corp., a registered holding company under the Act, hereby notifies the Commission that it has issued the securities described below pursuant to an exemption from Section 6(a) of the Act as further described below: 1. Type of security: note. 2. Issue, renewal or guaranty: reoffering. 3. Principal amount: $8,000,000. 4. Annual rate of interest: 4.90% through May 31, 2004; thereafter, at a rate or rates to be determined in accordance with the transaction agreements. 5. Date of issue: May 25, 1999. 6. Date of maturity: June 1, 2023, subject to prior mandatory tender or redemption. 7. Purchaser: County of Hamilton, Ohio. 8. Collateral: unconditional guaranty by Cinergy Corp. 9. Net proceeds: approximately $7,940,000. 10. Use of proceeds: Financing of a portion of the costs of the acquisition, construction and installation of a district energy system owned and operated by Trigen-Cinergy which provides cooling service within the central business district of Cincinnati, Ohio. 11. Exemption claimed: Rule 52(b). Trigen-Cinergy Solutions of Cincinnati LLC By: /s/William L. Sheafer Assistant Treasurer Dated: May 28, 1999 -----END PRIVACY-ENHANCED MESSAGE-----