-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXLX3ON6eCSy+k/smeYNkG8dpZYeo8Ze5C/FnJ0gEDcuj6/ELWZz47tRfXaEhdBx gHvii06PVKCoibCRWzJwNg== 0000899652-99-000079.txt : 19990518 0000899652-99-000079.hdr.sgml : 19990518 ACCESSION NUMBER: 0000899652-99-000079 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09071 FILM NUMBER: 99626872 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5134219500 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION 450 Fifth Street, N.W. Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp. OF File No. 70-9071 NOTIFICATION Public Utility Holding Company Act of 1935 ("PUHCA") Cinergy Corp., a registered holding company ("Cinergy"), hereby submits the following information pursuant to rule 24 under PUHCA and the Commission's order dated January 20, 1998 in the above docket (HCAR No. 26819) ("January Order"). (Any capitalized terms not otherwise defined herein have the meanings set forth in the January Order.) 1. At March 31, 1999, Cinergy had issued and outstanding debt securities and guarantees subject to the Debt Cap/1/ totaling $1,104,700,000 in aggregate principal amount, consisting of (i) short-term bank notes aggregating $243.3 million, (ii) commercial paper aggregating $336 million, (iii) notes outstanding associated with letter of credit transactions totaling $20.3 million, (iv) long-term debentures aggregating $200 million and (v) guarantees aggregating $305.1 million. 2. During the quarterly period ended March 31, 1999, Cinergy issued no derivative financial instruments in connection with the financing transactions described in the preceding paragraph. 3. During the quarterly period ended March 31, 1999, Cinergy did not issue any Additional Shares pursuant to the January Order. 4. During the quarterly period ended March 31, 1999, Cinergy did not issue any Additional Shares as gifts or awards to Cinergy system employees. S I G N A T U R E Pursuant to the requirements of PUHCA, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Dated: May 17, 1999 CINERGY CORP. By: /s/William L. Sheafer Vice President & Treasurer ENDNOTE /1/ On March 1, 1999 the Commission issued an order in File No. 70-9319 (HCAR No. 26984) which, among other things, modified the Debt Cap by excluding guarantees from the coverage thereof. -----END PRIVACY-ENHANCED MESSAGE-----