-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPLqNNIZLzEBypRjarlKycEJgFHzCAvgk5w0tzdGyPD7zvYix0DWzgbamgr9gch5 qsC7s7s8e+86R/4hHjkWcw== 0000899652-99-000070.txt : 19990504 0000899652-99-000070.hdr.sgml : 19990504 ACCESSION NUMBER: 0000899652-99-000070 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: SEC FILE NUMBER: 070-09449 FILM NUMBER: 99609013 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5134219500 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 U-1/A 1 FORM U-1A File No. 70-9449 SECURITIES AND EXCHANGE COMMISSION 450 FIFTH STREET, N.W. WASHINGTON, D.C. 20549 __________________________________________ AMENDMENT NO.3 TO FORM U-1 DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ____________________________________________ Cinergy Corp. 139 East Fourth Street Cincinnati, Ohio 45202 (Name of company filing this statement and address of principal executive offices) Cinergy Corp. (Name of top registered holding company parent) William L. Sheafer Vice President and Treasurer Cinergy Corp. (address above) (Name and address of agent of service) The Commission is requested to direct all notices, orders and communications in this matter to: George Dwight II/Senior Counsel William T. Baker, Jr. Cinergy Corp. Thelen Reid & Priest LLP 139 East Fourth Street, 25 Atrium 2 40 West 57th Street Cincinnati, Ohio 45202 New York, New York 10019 513-287-2643 212-603-2106 513-287-3810 (fax) 212-603-2182 (fax) gdwight@cinergy.com wbaker@thelenreid.com 1. The declaration as previously amended in this proceeding is hereby further amended by adding the following paragraph at the end of Item 5, "Procedure": Following the date of the Commission's order in this proceeding, and so long as any of the Service Agreements are in effect, Cinergy shall include in Item 8 of its Annual Report on Form U5S each year thereafter reasonably detailed information with respect to the Services provided under the authority granted by the Commission's order, including a specific reference to such order and otherwise complying with the requirements of such Item 8. SIGNATURE Pursuant to the requirements of the Act, the undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized. Dated: May 3, 1999 CINERGY CORP. By: /s/William L. Sheafer Vice President & Treasurer -----END PRIVACY-ENHANCED MESSAGE-----