-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R0qXnQOsqt2P0QtQCrbE7fY0hVaSSU8H/0EADpEMhmXiqQmLNe9AbiGC2aTZbRhx mhNvzU2aY1btFTzVLV9qUA== 0000899652-98-000148.txt : 19981118 0000899652-98-000148.hdr.sgml : 19981118 ACCESSION NUMBER: 0000899652-98-000148 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00461 FILM NUMBER: 98754179 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133812000 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 U-6B-2 1 CERTIFICATE OF NOTIFICATION FORM U-6B-2 CERTIFICATE OF NOTIFICATION under the Public Utility Holding Company Act of 1935 Cinergy Global Resources, Inc. ("CGR"), a Delaware corporation and nonutility subsidiary of Cinergy Corp. ("Cinergy"), a registered holding company, hereby notifies the Commission that it has issued the securities described below: 1. Type of security: debentures 2. Issue, renewal or guaranty: issuance 3. Principal amount: $150,000,000 4. Annual rate of interest: 6.20% 5. Date of issue: November 3, 1998 6. Date of maturity: November 3, 2008, subject to prior redemption in whole at any time at the option of CGR, upon such prior notice and at such redemption prices as specified in the indenture, as supplemented, between CGR and the trustee for the debentures. 7. Purchasers: Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated 8. Collateral: The debentures are unconditionally guaranteed on an unsecured senior basis by Cinergy. In addition, payment of the principal of and interest on the debentures is insured by a financial guarantee insurance policy issued by a non-affiliate company. 9. Net proceeds: approximately $145,500,000 10. Use of proceeds: Repayment of short-term indebtedness and acquisition and development of additional energy-related assets. 11. Exemption claimed: Rule 52(b) CINERGY GLOBAL RESOURCES, INC. By: /s/William L. Sheafer Vice President & Treasurer Dated: November 17, 1998 -----END PRIVACY-ENHANCED MESSAGE-----