-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HpaKD9CA8hGsn76ytyehQTE4uK+SW42Y4JTy9NR90nZYVovDDO6Z8k3RgA564Fls WYHdVTy70axD/y8SHDgUlA== 0000899652-98-000138.txt : 19981007 0000899652-98-000138.hdr.sgml : 19981007 ACCESSION NUMBER: 0000899652-98-000138 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981006 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: SEC FILE NUMBER: 073-00011 FILM NUMBER: 98721514 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133812000 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 U-57 1 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended Skoda Energetika s.r.o. (Name of foreign utility company) Cinergy Corp. (Name of filing company, if filed on behalf of a foreign utility company) The Commission is requested to mail copies of all communications relating to this Notification to: Cheryl M. Foley Lisa Gamblin Cinergy Corp. 139 East Fourth Street Cincinnati, Ohio 45202 Cinergy Corp. ("Cinergy"), a Delaware corporation and a registered holding company under the Public Utility Holding Company Act of 1935, as amended (the "Act"), hereby notifies the Commission on behalf of Skoda Energetika s.r.o., a corporation organized under the laws of the Czech Republic, that Skoda Energetika s.r.o. is, and claims status as, a foreign utility company within the meaning of section 33 of the Act. Item 1. Name of entity claiming foreign utility company status, its business address, and a description of the facilities used for the generation, transmission and distribution of electric energy for sale or for the distribution at retail of natural or manufactured gas. Identification, to the extent known, of each person holding 5% or more of any class of voting securities of the foreign utility company and description of the amount and nature of the interest. The name and business address of the company on whose behalf foreign utility company status is claimed is Skoda Energetika s.r.o. ("SE"), Tylova 57, 316 00 Plzen, Czech Republic. SE owns and operates three 28 MW coal-fired electric generators and associated transmission and distribution assets in the City of Plzen, the Czech Republic. The electricity is distributed and sold to local industry and CEZ, the national electric generation and transmission company. SE also purchases natural gas from a regional gas distribution company and distributes such gas to local industry in Plzen, Czech Republic. SE has an authorized share capital of 489,157,000 Czech crowns. Midlands Power Europe B.V., a company incorporated in The Netherlands and an indirect wholly-owned subsidiary of Cinergy Corp., is the legal and beneficial owner of 100% of the issued share capital of SE. Item 2. Name of any domestic associate public utility company and, if applicable, its holding company, and description of the relationship between the foreign utility company and such company, and the purchase price paid by any domestic associate public utility company for its interest in the foreign utility company. The following domestic public utility companies, each of which is a direct or indirect wholly-owned subsidiary of Cinergy, are associate companies of SE: The Cincinnati Gas & Electric Company ("CG&E"), PSI Energy, Inc., The Union Light, Heat and Power Company ("Union"), Lawrenceburg Gas Company ("Lawrenceburg"), The West Harrison Gas and Electric Company ("West Harrison") and Miami Power Corporation ("Miami"). Union,Lawrenceburg, West Harrison and Miami are all direct wholly-owned subsidiaries of CG&E. None of the foregoing domestic public utility companies has made an investment in or has any contractual relationship with SE, nor is any such investment or contractual relationship contemplated. SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned officer, duly authorized as of the date indicated below: CINERGY CORP. By: /s/ William L. Sheafer Vice President & Treasurer Dated: October 6, 1998 -----END PRIVACY-ENHANCED MESSAGE-----