-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HawuMc8zLLIbWd0ojEtWXnIOAhk+BW9cqg/1s0/UOLzTEUnqfVfQl8ues2OqT4+Z faAMo74RQBhc6QDg0kbWLA== 0000899652-97-000195.txt : 19971114 0000899652-97-000195.hdr.sgml : 19971114 ACCESSION NUMBER: 0000899652-97-000195 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971112 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-08521 FILM NUMBER: 97714221 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133812000 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATION OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp. OF File No. 70-8521 NOTIFICATION (Public Utility Holding Company Act of 1935) With reference to the transactions proposed in the Declaration on Form U-1, as amended (the "Declaration"), of Cinergy Corp. ("Cinergy") in the above proceeding and the Commission's orders with respect thereto dated March 12, 1996 (Rel. No. 35-26488) and January 11, 1995 (Rel. No. 35-26215), Cinergy Services, Inc. hereby notifies the Commission that: 1. The maximum aggregate amount at any one time outstanding during the calendar quarter ended September 30, 1997 ("Third Quarter 1997") of all Cinergy short-term financing arrangements authorized by the Commission in File No. 70-8521 - namely, (a) all new borrowings or reborrowings by Cinergy under the two Barclays Credit Agreements,/1/ (b) all commercial paper issued and sold by Cinergy, and (c) all letters of credit obtained by Cinergy - was $562 million. 2. Information with respect to borrowings or reborrowings by Cinergy under the $500 Million Barclays Credit Agreement during the Third Quarter 1997: Borrowing Date/Lender(s)/ Amount/Annual Interest Rate/Maturity 7/21/97/Barclays/$472 million/5.89%/8/21/97 7/30/97/Barclays/$17 million/5.85%/8/29/97 8/21/97/Barclays/$472 million/5.84%/9/22/97 8/29/97/Barclays/$17 million/5.83%/9/29/97 9/22/97/Barclays/$472 million/5.86%/10/22/97 9/29/97/Barclays/$17 million/5.86%/10/29/97 3. Information with respect to borrowings or reborrowings by Cinergy under the $200 Million Barclays Credit Agreement during the Third Quarter 1997: Borrowing Date/Lender(s)/ Amount/Annual Interest Rate/Maturity 7/3/97/Barclays/$48 million/5.89%/8/4/97 7/14/97/Barclays/$3 million/5.89%/8/14/97 7/21/97/Barclays/$5 million/5.89%/8/21/97 7/30/97/Barclays/$3 million/5.85%/8/29/97 8/4/97/Barclays/$48 million/5.83%/9/4/97 8/14/97/Barclays/$4 million/5.85%/9/15/97 8/21/97/Barclays/$11 million/5.84%/9/22/97 9/4/97/Barclays/$49 million/5.86%/10/6/97 9/15/97/Barclays/$5 million/5.86%/10/15/97 9/22/97/Barclays/$13 million/5.86%/10/22/97 9/26/97/Barclays/$3 million/5.86%/10/24/97 9/29/97/Barclays/$3 million/5.86%/10/24/97 4. Cinergy did not issue any commercial paper during the Third Quarter 1997. 5. No letters of credit were obtained by Cinergy during the Third Quarter. 6. Cinergy made net open account advances to Cinergy Investments, Inc. during the Third Quarter 1997 totaling approximately $17 million and bearing annual interest rates between 5.50% and 6%. S I G N A T U R E Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 12, 1997 CINERGY SERVICES, INC. By: /s/ William L. Sheafer Vice President and Treasurer ENDNOTE /1/ As previously reported, during the second calendar quarter of 1997, Cinergy amended a $600 million credit agreement with Barclays Bank PLC ("Barclays"). The original credit facility was comprised of two components, a $100 million general commitment and a $500 million acquisition commitment. The $100 million general commitment was replaced with a new $200 million revolving credit agreement with Barclays (the "$200 Million Barclays Credit Agreement") and the $500 million acquisition commitment was amended (the "$500 Million Barclays Credit Agreement"). Both agreements expire in May 2001. -----END PRIVACY-ENHANCED MESSAGE-----