-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFr5J0r//REqDWCEgHNGWmqFoq6I6pwGiYtqz347GdoQcqETinSKi6xbA1z7/wYb FsEX0gvMYPyJsSJS2oydvA== 0000899652-97-000154.txt : 19970530 0000899652-97-000154.hdr.sgml : 19970530 ACCESSION NUMBER: 0000899652-97-000154 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970529 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-08767 FILM NUMBER: 97615788 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133812000 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CERTIFICATE In the Matter of OF Cinergy Corp. et al. NOTIFICATION File No. 70-8767 (Public Utility Holding Company Act of 1935) With reference to the transactions (a) proposed in the Application- Declaration on Form U-1, as amended, in the above proceeding filed by Cinergy Corp., a registered holding company ("Cinergy"), Cinergy Investments, Inc., Cinergy's nonutility subholding company ("Investments"), and Cinergy Services, Inc., Cinergy's service company subsidiary ("Cinergy Services"; and together with Cinergy and Investments, the "Applicants"), and (b) authorized by the Commission in its order dated February 20, 1996 (Rel. No. 35-26474), Services hereby notifies the Commission, on behalf of itself and the other Applicants, as follows: 1. Enclosed herewith as Exhibit A are an unaudited balance sheet and income statement of Cinergy Cooling Corp. ("CoolCo") as of and for the calendar quarterly period ended March 31, 1997 ("First Quarter"). 2. Summary of business activities during First Quarter: (a) Construction. The central plant, located at 4th and Walnut Streets in downtown Cincinnati, went into service on April 1, 1997. Construction for three blocks of distribution piping is scheduled to be completed by the end of May. Construction of additional distribution piping will be contingent on customers. Additional construction of the plant is scheduled for the first quarter of 1998. (b) Marketing & Sales. Four buildings have signed contracts for chilled water service. A verbal commitment has been made for two additional buildings. The existing installed capacity has been committed to customers. Additional sales will come from future plant expansion. 3. Summary of financing activities during First Quarter: (a) Investments made a series of open-account advances to CoolCo totaling approximately $4,925,845 bearing interest at annual interest rates between 5 and 6%. 4. Summary of services received by CoolCo during First Quarter from Cinergy Services, identifying each service by function and the aggregate cost thereof charged to CoolCo: (a) listing of services provided by Cinergy Services: (i) legal and executive (including engineering and construction management) (b) total dollar amount of services provided: (i) $331,000 S I G N A T U R E Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: May 29, 1997 CINERGY SERVICES, INC. By:/s/William L. Sheafer Vice President and Treasurer EX-99 2
CINERGY COOLING CORP. STATEMENT OF INCOME (UNAUDITED) QUARTER ENDED MARCH 31, 1997 (in thousands) Cinergy Cooling Operating Revenues ........................................... $ 0 Operating Expenses Other operation .............................................. 0 Income Taxes ................................................. 0 Taxes other than income taxes ................................ 0 ----- 0 Operating Income ............................................. -- Other Income and Expense - Net Income Taxes ................................................. 281 Other - net .................................................. (808) ----- (527) Income (Loss) Before Interest and Other Charges ................................................ (527) Other interest ............................................... (4) ----- Net Income (Loss) ............................................ $(523)
CINERGY COOLING CORP. BALANCE SHEET (UNAUDITED) AT MARCH 31, 1997 (in thousands) ASSETS Current Assets Accounts receivable .......................................... $ -- Accounts receivable - affiliates ............................. -- Other ........................................................ -- ------ ------ Other Assets Nonutility property .......................................... -- Accumulated depreciation ..................................... -- ------ ------ Construction work in progress ................................ 8,744 ------ 8,744 Other ........................................................ 9 ------ 8,753 $8,753
CAPITALIZATION AND LIABILITIES Common Stock Equity Paid-in capital ........................................... $ -- Retained earnings (deficit) ............................... (1,319) -------- Total common stock equity ................................. (1,319) Current Liabilities Accounts payable .......................................... -- Accounts payable - affiliates ............................. 10,352 Accrued taxes ............................................. (280) -------- 10,072 Other Liabilities Deferred income taxes ..................................... -- Other ..................................................... -- -------- $ 8,753
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