-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EL4np8+P+knB2tkMCu4zdmXlz8tKHQQDSrcN/6DBzGMfgk65Bc0XJywjuABhre6q RzTgDAw8y2Qm4yeLhGTbRQ== 0000899652-96-000199.txt : 19961118 0000899652-96-000199.hdr.sgml : 19961118 ACCESSION NUMBER: 0000899652-96-000199 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961114 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-08587 FILM NUMBER: 96663707 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133812000 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATION OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp. et al. OF File No. 70-8587 NOTIFICATION (Public Utility Holding Company Act of 1935) With reference to the transactions proposed in the Application-Declaration on Form U-1, as amended (the "Declaration"), in the above proceeding filed by Cinergy Corp. ("Cinergy") and certain of its subsidiary companies - namely, Cinergy Services, Inc. ("Cinergy Services"), The Cincinnati Gas & Electric Company ("CG&E"), PSI Energy, Inc. ("PSI"), The Union Light, Heat and Power Company ("ULH&P"), Lawrenceburg Gas Company ("Lawrenceburg"), The West Harrison Gas and Electric Company ("West Harrison"), Miami Power Corp. ("Miami"), Tri-State Improvement Company ("Tri-State") and KO Transmission Company ("KO"; and, together with Cinergy and the aforementioned associate companies, the "Applicants") - and the Commission's August 25, 1995 order with respect thereto (Rel. No. 35-26362), Cinergy Services hereby notifies the Commission as follows: 1. For the calendar quarter ended September 30, 1996 ("Third Quarter"), the maximum principal amount of external short-term borrowings - i.e., bank borrowings and/or commercial paper - of the Applicants at any one time outstanding was as follows: (a) Cinergy - see certificate of notification with respect to the Third Quarter filed with the Commission on behalf of Cinergy in File No. 70-8521; (b) CG&E - $82.1 million; (c) PSI - $221.6 million; (d) ULH&P - $0; (e) Lawrenceburg - $0; (f) West Harrison - $0; (g) Miami - $0; (h) Tri-State - $0; (i) KO - $0; and Cinergy Services - $0. 2. With respect to the operation of the Utility Money Pool during the Third Quarter: (a) the average annual interest rate applicable to borrowings by participating companies was 5.45%; (b) the maximum principal amount of money pool borrowings incurred by the respective Applicants and outstanding at any one time during the Third Quarter was as follows: (i) CGE - $1.6 million, (ii) PSI - $175.7 million, (iii) ULH&P - $21.59 million, (iv) Lawrenceburg - $1.54 million, (v) West Harrison - $200,000, (vi) Miami - $0, (vii) Tri-State - $0, (viii) KO - $0, and (ix) Cinergy Services - $27.3 million; and (c) the maximum principal amount of funds loaned through the money pool by the respective Applicants and outstanding at any one time during the Third Quarter was as follows: (i) Cinergy - $23 million, (ii) CGE - $200.6 million, (iii) PSI - $1.4 million, (iv) ULH&P - $5.4 million, (v) Lawrenceburg - $0, (vi) West Harrison - $0, (vii) Miami - $0, (viii) Tri-State - $0, (ix) KO - $0, and (x) Cinergy Services - $0. 3. As of the end of the Third Quarter, the Nonutility Money Pool had not commenced operations. However, during this period, Cinergy's nonutility sub-holding company, Cinergy Investments, Inc., made certain open-account advances to certain subsidiaries thereof as summarized below. Borrower Aggregate Amounts Advanced Interest Rate/1/ Power International, Inc. $287,604 5-6% CGE ECK, Inc. $6,107 5-6% Wholesale Power Services, Inc. $11,753 5-6% S I G N A T U R E Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 14, 1996 CINERGY SERVICES, INC. By:/s/William L. Sheafer Treasurer ENDNOTES /1/ I.e., average annual interest rates applicable to amounts advanced. -----END PRIVACY-ENHANCED MESSAGE-----