0000899652-95-000079.txt : 19950829 0000899652-95-000079.hdr.sgml : 19950829 ACCESSION NUMBER: 0000899652-95-000079 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950828 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: 1935 Act SEC FILE NUMBER: 070-08587 FILM NUMBER: 95567412 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133812000 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 U-1/A 1 FORM U-1A As filed with the Securities and Exchange Commission on August 28, 1995 File No. 70-8587 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO FORM U-1 APPLICATION-DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 _______________________________________________ CINergy Corp., CINergy Services, Inc., The Cincinnati Gas & Electric Co., The Union Light, Heat and Power Co., The West Harrison Gas and Electric Co., Lawrenceburg Gas Co., Miami Power Corp., Tri-State Improvement Co., and KO Transmission Co. 139 East Fourth Street Cincinnati, Ohio 45202 PSI Energy, Inc. 1000 East Main Street Plainfield, Indiana 46168 (Names of companies filing this statement and addresses of principal executive offices) _______________________________________________ CINergy Corp. (Name of top registered holding company parent) William L. Sheafer Treasurer CINergy Corp. 139 East Fourth Street Cincinnati, Ohio 45202 (Name and address of agent for service)The Commission is requested to send copies of all notices, orders and communications in connection with this Application-Declaration to: Cheryl M. Foley Vice President, General Counsel and Corporate Secretary CINergy Corp. 139 East Fourth Street Cincinnati, Ohio 45202 M. Douglas Dunn William T. Baker, Jr. Milbank, Tweed, Hadley & McCloy Reid & Priest LLP One Chase Manhattan Plaza 40 West 57th Street New York, New York 10005 New York, New York 10019 Item 1.A.5 of the Application-Declaration, as previously amended and restated, describing the proposed Utility Money Pool, is hereby further amended by restating the paragraph thereunder captioned "Investment of Surplus Funds" to read in its entirety as follows: Investment of Surplus Funds: Funds not required by the Utility Money Pool to make loans (with the exception of funds required to satisfy the Utility Money Pool's liquidity requirements) would ordinarily be invested in one or more short- term investments, including: (i) interest-bearing accounts with banks; (ii) obligations issued or guaranteed by the U.S. government and/or its agencies and instrumentalities, including obligations under repurchase agreements; (iii) obligations issued or guaranteed by any state or political subdivision thereof, provided that such obligations are rated not less than A by a nationally recognized rating agency; (iv) commercial paper rated not less than A-1 or P-1 or their equivalent by a nationally recognized rating agency; (v) money market funds; (vi) bank certificates of deposit; (vii) Eurodollar certificates of deposit or time deposits; and (viii) such other investments as are permitted by Section 9(c) of the Act and Rule 40 thereunder. S I G N A T U R E Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned companies have duly caused this document to be signed on their behalf by the undersigned thereunto duly authorized. Dated: August 28, 1995 CINergy CORP. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer PSI ENERGY, INC. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer THE CINCINNATI GAS & ELECTRIC COMPANY By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer THE UNION LIGHT, HEAT AND POWER CO. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer THE WEST HARRISON GAS AND ELECTRIC CO. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer LAWRENCEBURG GAS CO. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer MIAMI POWER CORPORATION By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer CINergy Services, Inc. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer KO TRANSMISSION CO. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer TRI-STATE IMPROVEMENT CO. By:/s/WILLIAM L. SHEAFER William L. Sheafer Treasurer