-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WlPyzgsGqk4xeueIM2qiyn+95dkntnlaXOtKer1Lc22oC7YHaLJmh5Yop8PIdkm+ Z0YqgVU6/ZPfG5Z3vdjctQ== 0000899652-06-000081.txt : 20060405 0000899652-06-000081.hdr.sgml : 20060405 20060405182817 ACCESSION NUMBER: 0000899652-06-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060403 FILED AS OF DATE: 20060405 DATE AS OF CHANGE: 20060405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JAMES E CENTRAL INDEX KEY: 0001024251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 06743363 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 513-421-9500 MAIL ADDRESS: STREET 1: C/O CINERGY CORP STREET 2: 139 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 rog264.xml X0202 4 2006-04-03 1 0000899652 CINERGY CORP CIN 0001024251 ROGERS JAMES E 139 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Chairman & CEO Common Stock 2006-04-03 2006-04-03 4 D 0 532681 0 D 0.0000 D Common Stock 2006-04-03 2006-04-03 4 D 0 9578.7648 0 D 0.0000 I By 401(k) Common Stock 2006-04-03 2006-04-03 4 D 0 250000 0 D 0.0000 I By Spouse Phantom Stock Units 2006-04-03 2006-04-03 4 D 0 86479.831 0 D Common Stock 86479.8310 27270.5300 D Phantom Stock Units 2006-04-03 2006-04-03 4 D 0 27270.53 0 D Common Stock 27270.5300 0.0000 D Stock Option (Right to Buy) 36.8750 2006-04-03 2006-04-03 4 D 0 373867 0 D 2008-03-24 Common Stock 373867.0000 0.0000 D Stock Option (Right to buy) 38.7450 2006-04-03 2006-04-03 4 D 0 138600 0 D 2007-01-01 2014-01-01 Common Stock 138600.0000 0.0000 D Stock Option (Right to buy) 41.7900 2006-04-03 2006-04-03 4 D 0 137300 0 D 2008-01-01 2015-01-01 Common Stock 137300.0000 0.0000 D Stock Option (Right to buy) 42.4450 2006-04-03 2006-04-03 4 D 0 137000 0 D 2009-01-01 2016-01-01 Common Stock 137000.0000 0.0000 D On April 3, 2006, Cinergy Corp. ('Issuer') merged into a wholly-owned subsidiary of Duke Energy Holding Corp. (now known as Duke Energy Corporation) ('Duke Energy'). In connection with the merger, each share of Issuer's common stock was converted into the right to receive 1.56 shares of Duke Energy's common stock and each stock option of Issuer was converted by multiplying the number of Issuer shares previously covered by the option by 1.56 and dividing the prior exercise price of the option by 1.56. The derivative security converts into common stock on a one-for-one basis and will be settled in stock. Generally payable upon reporting person's termination of service. The derivative security converts into common stock on a one-for-one basis and will be settled in cash. The reporting person was granted 480,000 stock options on March 24, 1998. The options became exercisable in five equal annual installments. By: /s/ David S. Maltz, attorney-in-fact 2006-04-05 -----END PRIVACY-ENHANCED MESSAGE-----