-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KxyB6wyaNAObajJCbnnpykSBKGuoPclqC+BXD1mZ7H8Ajxz93Q6YTqX1D85mY24M ikMebaNfpiGse8HviFZflg== 0000899652-06-000073.txt : 20060405 0000899652-06-000073.hdr.sgml : 20060405 20060405181145 ACCESSION NUMBER: 0000899652-06-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060403 FILED AS OF DATE: 20060405 DATE AS OF CHANGE: 20060405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICKE GREGORY C CENTRAL INDEX KEY: 0001196676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 06743303 MAIL ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 fic267.xml X0202 4 2006-04-03 1 0000899652 CINERGY CORP CIN 0001196676 FICKE GREGORY C 139 EAST FOURTH STREET CINCINNATI OH 45202 0 1 0 0 President, The CG&E Company Common Stock 2006-04-03 2006-04-03 4 D 0 19422 0 D 0.0000 D Common Stock 2006-04-03 2006-04-03 4 D 0 1882.6402 0 D 0.0000 I By 401(k) Phantom Stock 2006-04-03 2006-04-03 4 D 0 404.1141 0 D Common Stock 404.1141 0.0000 D Stock Option (Right to buy) 38.5938 2006-04-03 2006-04-03 4 D 0 3100 0 D 2001-01-01 2008-01-01 Common Stock 3100.0000 0.0000 D Stock Option (Right to buy) 34.1250 2006-04-03 2006-04-03 4 D 0 3100 0 D 2002-01-01 2009-01-01 Common Stock 3100.0000 0.0000 D Stock Option (Right to buy) 35.0938 2006-04-03 2006-04-03 4 D 0 3500 0 D 2004-01-01 2011-01-01 Common Stock 3500.0000 0.0000 D Stock Option (Right to buy) 38.7450 2006-04-03 2006-04-03 4 D 0 7600 0 D 2007-01-01 2014-01-01 Common Stock 7600.0000 0.0000 D Stock Option (Right to buy) 41.7900 2006-04-03 2006-04-03 4 D 0 8000 0 D 2008-01-01 2015-01-01 Common Stock 8000.0000 0.0000 D Stock Option (Right to buy) 42.4450 2006-04-03 2006-04-03 4 D 0 8200 0 D 2009-01-01 2016-01-01 Common Stock 8200.0000 0.0000 D On April 3, 2006, Cinergy Corp. ('Issuer') merged into a wholly-owned subsidiary of Duke Energy Holding Corp. (now known as Duke Energy Corporation) ('Duke Energy'). In connection with the merger, each share of Issuer's common stock was converted into the right to receive 1.56 shares of Duke Energy's common stock and each stock option of Issuer was converted by multiplying the number of Issuer shares previously covered by the option by 1.56 and dividing the prior exercise price of the option by 1.56. The derivative security converts into common stock on a one-for-one basis. Generally payable upon reporting person's termination of service. By: /s/ David S. Maltz, attorney-in-fact 2006-04-05 -----END PRIVACY-ENHANCED MESSAGE-----