-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjhK7nwdpyQy/A0RLS3UleuNkKaYTPY9bZwAHpGhHFXHSIQz+JmTlk+sutEv4j5p mEB6doprxtIVj2V2iRx9Pw== 0000899652-05-000071.txt : 20050215 0000899652-05-000071.hdr.sgml : 20050215 20050215175220 ACCESSION NUMBER: 0000899652-05-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050211 FILED AS OF DATE: 20050215 DATE AS OF CHANGE: 20050215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JAMES E CENTRAL INDEX KEY: 0001024251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 05618504 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 513-421-9500 MAIL ADDRESS: STREET 1: C/O CINERGY CORP STREET 2: 139 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 rog79.xml X0202 4 2005-02-11 0 0000899652 CINERGY CORP CIN 0001024251 ROGERS JAMES E 139 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Chairman, President & CEO Common Stock 2005-02-11 2005-02-04 4 M 0 1002.984 34.3970 A 643481.9840 D Common Stock 7977.0000 I By 401(k) FELINE PRIDES (obligation to buy) 2005-02-11 2005-02-04 4 M 0 690 0 D Common Stock 1002.9840 0.0000 D Each FELINE PRIDES consists of an income PRIDES, which includes a purchase contract and a 6.9% preferred trust security due 2007 issued by CC Funding Trust I, with a stated liquidation amount of $50. Each purchase contract obligates its holder to purchase (and issuer to sell) on Feb. 16, 2005, for $50, a number of shares of issuer's common stock equal to settlement rate, calculated as follows: if the market value of issuer's common stock is (i) equal to or greater than $34.397, the settlement rate will be 1.4536; (ii) less than the $34.397 but greater than $29.15, the settlement rate will be equal to the stated amount divided by market value; and (iii) less than or equal to $29.15, the settlement rate will be 1.7153. Any holder has a right to settle purchase contract at any time using cash, whereby 1.4536 shares of issuer's common stock will be issued. By: /s/ David S. Maltz, attorney-in-fact 2005-02-15 -----END PRIVACY-ENHANCED MESSAGE-----