-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ChOTnB5/IVP8hQq4LV5Dj+9f9kjDyJPOFTzXtNrGd9fRjWngSYwJDbic8oBWqYSH oZvDUqxGVcPo1rJp+aTdvg== 0000899652-04-000242.txt : 20041229 0000899652-04-000242.hdr.sgml : 20041229 20041229193515 ACCESSION NUMBER: 0000899652-04-000242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041227 FILED AS OF DATE: 20041229 DATE AS OF CHANGE: 20041229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CINERGY VENTURES II LLC CENTRAL INDEX KEY: 0001253060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16265 FILM NUMBER: 041232283 MAIL ADDRESS: STREET 1: 139 EAST FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CINERGY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001253088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16265 FILM NUMBER: 041232282 BUSINESS ADDRESS: STREET 1: 139 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 MAIL ADDRESS: STREET 1: 139 EAST FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16265 FILM NUMBER: 041232284 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRIC CITY CORP CENTRAL INDEX KEY: 0001065860 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 364197337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1280 LANDMEIER ROAD CITY: ELK GROVE STATE: IL ZIP: 60007 BUSINESS PHONE: 8474371666 MAIL ADDRESS: STREET 1: 1280 LANDMEIER ROAD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-12-27 0 0001065860 ELECTRIC CITY CORP ELC 0000899652 CINERGY CORP 139 E FOURTH STREET P.O BOX 960 CINCINATI OH 45202 1 0 0 0 0001253060 CINERGY VENTURES II LLC 139 EAST FOURTH ST P.O. BOX 960 CINCINNATI OH 45202 1 0 0 0 0001253088 CINERGY TECHNOLOGIES INC 139 EAST FOURTH ST P.O. BOX 960 CINCINNATI OH 45202 1 0 0 0 Series E Preferred Stock Purchase Warrants (right to buy) 100 2004-12-27 2004-12-27 4 S 0 1500 0.666 D 2004-03-19 2004-12-31 Common Stock 150000 0 I By Corporation The derivative security converts into common stock on a 100-for-one basis. These securities are owned directly by Cinergy Ventures II, LLC whose sole member is Cinergy Technologies, Inc. Cinergy Technologies, Inc. is a wholly-owned subsidiary of Cinergy Corp. /s/ Julia S. Janson, Corporate Secretary 2004-12-29 -----END PRIVACY-ENHANCED MESSAGE-----