-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VnsvDJ0K2HZavNH4W2UBctwG0+Rh0nAS3HFafm5q5G6rAg9UqMOlA9Qu7Lpn/p2l InxmRFbEBjx+IG+Ezn9UQQ== 0000899652-04-000229.txt : 20041215 0000899652-04-000229.hdr.sgml : 20041215 20041215104414 ACCESSION NUMBER: 0000899652-04-000229 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041215 DATE AS OF CHANGE: 20041215 EFFECTIVENESS DATE: 20041215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00103 FILM NUMBER: 041203548 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 U-12-IB 1 malexanderu12.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Three-year period ending December 31, 2007 FORM U-12(I)-B (THREE-YEAR STATEMENT) Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of 1935, as amended ("PUHCA"), and Rule 71 thereunder by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof 1. Name and business address of person filing statement. Michael D. Alexander Cinergy Corp. 139 East Fourth Street Cincinnati, Ohio 45202 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71. Not applicable. 3. Registered holding company and subsidiary companies by which the undersigned is regularly employed or retained. Cinergy Corp. and its subsidiary companies 4. Position or relationship in which the undersigned is employed or retained by Cinergy Corp. or its subsidiary companies, and brief description of nature of services to be rendered in that capacity. Director, Federal Regulatory Policy In addition to the foregoing positions, the undersigned may be employed in the same position or other positions with other of the companies in the Cinergy system. In such capacities, the undersigned may participate in presenting, advocating, or opposing matters before the legislative bodies, regulatory commissions and officials specified in Section 12(i) of the Public Utility Holding Company Act of 1935, as amended, but the exact nature of such services or the relative time to be devoted thereto cannot presently be forecast with any degree of precision. 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. It is anticipated that the undersigned's annual base salary will not exceed $400,000 in 2005. During the calendar years 2006 and 2007, it is estimated that the undersigned will receive compensation comparable to that received in 2005, but the exact amount of compensation cannot presently be forecast with any degree of precision. The undersigned receives salary payments from Cinergy Services, Inc., which in turn may charge or allocate a portion of such salary and bonus expense to other companies described in item 3 above in accordance with applicable service agreements and orders of the Securities and Exchange Commission. (b) Basis for compensation if other than salary. In addition to base salary, the undersigned may participate in certain employee benefit plans and may receive a bonus under an incentive compensation plan; however, the amount, if any, of such bonus and other benefits cannot presently be predicted. Date: December 15, 2004 By: /s/Michael D. Alexander -----END PRIVACY-ENHANCED MESSAGE-----