-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhDnvBEj0eIqSHhN2WC1qz/xfpVBUhIhW+DYTWe9eFy35rqzbqyxBpOMKvP53E/b L3SVfZ9begSP99lbGQcz4A== 0000899652-04-000170.txt : 20040826 0000899652-04-000170.hdr.sgml : 20040826 20040826150754 ACCESSION NUMBER: 0000899652-04-000170 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040826 DATE AS OF CHANGE: 20040826 EFFECTIVENESS DATE: 20040826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-10172 FILM NUMBER: 04998780 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 file7010172.txt As filed with the Securities and Exchange Commission on August 26, 2004 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp., et al. OF File No. 70-10172 NOTIFICATION Public Utility Holding Company Act of 1935, as amended (the "Act") Pursuant to the Commission's order dated December 22, 2003 (HCAR No. 27779) (the "Order") granting and permitting to become effective the application-declaration as amended in the above docket filed by Cinergy Corp. ("Cinergy"), a Delaware corporation and registered holding company under the Act, provides the following information as of and for the period ended June 30, 2004 (the "Reporting Period") (any capitalized terms used but not defined herein having the respective meanings assigned thereto in the Order): 1. Attached hereto is an organizational chart identifying all of the Intermediate Subsidiaries and Nonutility Subsidiaries as of the end of the Reporting Period, together with identification of any new Intermediate Subsidiaries and Nonutility Subsidiaries formed during the Reporting Period. 2. Consolidated financial statements as of the end of the Reporting Period and for the year-to-date period then ended for Cinergy Investments, Inc. ("Investments"), Cinergy Global Resources, Inc.("Global Resources"), Cinergy Technologies, Inc.("Cinergy Technologies"), and CinTec LLC ("CinTec"), Delaware corporations or limited liability companies, as the case may be, and direct, wholly-owned subsidiaries of Cinergy, are filed as exhibits hereto, under a claim for confidential treatment pursuant to Rule 104(b) under the Act. The financial statements for each of these entities are unaudited and should be read in conjunction with the "Notes to Condensed Financial Statements", as presented in the June 30, 2004 Form 10Q for Cinergy, to the extent that the information contained therein relates to Investments, Global Resources, Cinergy Technologies and CinTec. 3. No nonutility corporate reorganizations took place during the Reporting Period. 4. The following provides information concerning any transactions during the Reporting Period that are exempt from section 13(b) of the Act by Nonutility Subsidiaries as described in the Order: No services were provided that qualified as an exemption to section 13(b) of the Act during the Reporting Period. S I G N A T U R E Pursuant to the requirements of the Act, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: August 26, 2004 CINERGY CORP. By: /s/Wendy L. Aumiller Wendy L. Aumiller Treasurer EX-99 2 corpstruct.txt Cinergy Corp. Organization Chart June 20, 2004 (1) Exhibit to Certification of Notification File No. 70-10124 *Cinergy Corp. (Delaware, 6/30/1993) *Cinergy Services, Inc. (Delaware, 2/23/1994) *The Cincinnati Gas & Electric Company (Ohio, 4/3/1837) (please see attached list of subsidiaries) *PSI Energy, Inc. (Indiana, 9/6/1941) South Construction Company, Inc. (Indiana, 5/31/1934) Cinergy Global Resources, Inc. (Delaware, 5/15/1998) (please see attachment for listing of subsidiaries) Cinergy Investments, Inc. (Delaware, 10/24/1994) (please see attachment for listing of subsidiaries) *Cinergy Receivables Company LLC (Delaware, 1/10/2002) CinTec LLC (Delaware, 11/16/2000; formerly CinTech LLC) CinTec I LLC (Delaware, 11/16/2000; formerly CinTech I LLC) eVent Resources I LLC (Delaware, 11/17/2000; formerly Event Capital I LLC) eVent Resources Holdings LLC (Delaware, 12/13/200 formerly eVent (Triple Point) LLC) CinTec II LLC (Delaware, 12/23/2003) Cinergy Technologies, Inc. (Delaware, 7/26/2000; formerly Cinergy Ventures Holding Company, Inc.) Cinergy Broadband, LLC (Delaware, 9/22/2003) National BPL, LLC (Delaware, 12/16/2003) CCB Communications, LLC (Delaware, 6/2/2003; formerly Current Broadband (Ohio), LLC) CCB Indiana, LLC (Delaware, 8/15/2003) CCB Kentucky, LLC (Delaware, 8/15/2003) CCB Ohio, LLC (Delaware, 8/15/2003) Cinergy Ventures, LLC (Delaware, 7/25/2000) Configured Energy Systems, Inc. Kreiss Johnson Technologies, Inc. (California, 7/28/1993) Maximum Performance Group, Inc. (Delaware 12/16/2002) Cinergy Ventures II, LLC (Delaware, 9/1/2000) Catalytic Solutions, Inc. (California, 1/31/1996) Electric City Corp. (Delaware, 5/6/1998) Cinergy e-Supply Network, LLC (Delaware, 8/10/2000) Cinergy One, Inc. (Delaware, 9/5/2000) Cinergy Two, Inc. (Delaware, 11/6/2000) Cinergy Wholesale Energy, Inc. (Ohio, 11/27/2000) Cinergy Power Generation Services, LLC (Delaware, 11/22/2000) Cinergy Origination & Trade, LLC (Delaware, 10/19/2001) *Cinergy Foundation, Inc. (Indiana, 12/7/1988) (1) This chart includes all corporations and other business organizations in which Cinergy Corp. owns, directly or indirectly, at least 5% of the outstanding voting securities. Unless otherwise identified by an asterisk, each entity is either an Intermediate Subsidiary or a Nonutility Company (as such terms are used in the Commission's order dated Dec. 22, 2003 in File No. 70-10172 (HCAR No. 27779)). Cinergy Corp. (Delaware, 6/30/1993) The Cincinnati Gas & Electric Company (Ohio, 4/3/1837) Cinergy Power Investments, Inc. (Ohio, 12/5/2000) CPI Investments, LLC (Delaware, 12/14/2001) *The Union Light, Heat and Power Company (Kentucky, 3/20/1901) Tri-State Improvement Company (Ohio, 1/14/1964) *Lawrenceburg Gas Company (Indiana, 5/5/1868) *Miami Power Corporation (Indiana, 3/25/1930) KO Transmission Company (Kentucky, 4/11/1994) *Ohio Valley Electric Corporation (Ohio, 10/1/52) Cinergy Investments, Inc. (Delaware, 10/24/1994) Cinergy-Cadence, Inc. (Indiana, 12/27/1989; formerly PSI Power Resource Operations, Inc.) Cadence Network, Inc.(Delaware, 9/3/1997) Cinergy Capital & Trading, Inc. (Indiana, 10/8/1992; formerly Wholesale Power Services, Inc.) (please see attached list of subsidiaries) Cinergy Telecommunications Holding Company, Inc. (Delaware, 9/20/1996; formerly Cinergy Communications, Inc.) Q-Comm Corporation (Nevada, 9/26/96) Lattice Communications, LLC (Delaware, 1/7/99) LB Tower Company, LLC (Delaware, 5/25/2000) Cinergy Engineering, Inc. (Ohio, 3/28/1997) Cinergy-Centrus, Inc. (Delaware, 4/23/98; formerly Cinergy-Ideon, Inc.) Cinergy-Centrus Communications, Inc. (Delaware, 7/17/98) Cinergy Solutions Holding Company, Inc. (Delaware, 2/11/1997; formerly Cinergy Solutions, Inc.) (please see attached list of subsidiaries) Cinergy Supply Network, Inc. (Delaware, 1/14/98) Reliant Services, LLC (Indiana, 6/25/98) MP Acquisition Corp., Inc. (Indiana, 10/17/2000) Miller Pipeline Corporation (Indiana, July 19, 1995) Fiber Link, LLC (Indiana, 9/5/2000) (6) Cinergy Technology, Inc. (Indiana, 12/12/1991; formerly PSI Environmental Corp.) Cinergy Investments, Inc. (Delaware, 10/24/1994) Cinergy Capital & Trading, Inc. (Indiana, 10/8/1992; formerly Wholesale Power Services, Inc.) Brownsville Power I, LLC (Delaware, 7/13/1998) Caledonia Power I, LLC (Delaware, 7/13/1998) CinCap IV, LLC (Delaware, 12/3/1997) CinCap V, LLC (Delaware, 7/21/98) CinPower I, LLC (Delaware, 6/12/1998) Cinergy Canada, Inc. (Alberta, Canada, 4/20/2001) Cinergy Climate Change Investments, LLC (Delaware, 6/9/2003) Cinergy Limited Holdings, LLC (Delaware, 12/14/2001) Cinergy General Holdings, LLC (Delaware, 12/14/2001) Cinergy Marketing & Trading, LP (Delaware, 10/27/95; formerly Producers Energy Marketing, LLC) (4) Ohio River Valley Propane, LLC (formerly Cinergy Propane, LLC (Delaware, 10/18/2001) Cinergy Mexico Limited, LLC (Delaware, 2/17/2004) Cinergy Mexico General, LLC (Delaware, 2/17/2004) Cinergy Mexico Holdings, L.P. (Delaware, 2/20/2004) Cinergy Mexico Marketing & Trading, LLC (Delaware, 2.24.2004) Cinergy Retail Power Limited, Inc. (Delaware, 8/6/2001) Cinergy Retail Power General, Inc. (Texas, 8/7/2001) Cinergy Retail Power, L.P. (Delaware, 8/8/2001) Cinergy Retail Sales, LLC (Delaware, 12/9/2003) CinFuel Resources, Inc. (Delaware, 1/10/2002) LH1, LLC (Delaware, 1/10/2002) (7) Oak Mountain Products, LLC (Delaware, 7/9/2001) Cinergy Transportation, LLC (Delaware, 6/14/2000) SYNCAP II, LLC (Delaware, 10/13/2000) Cinergy Investments, Inc. (Delaware, 10/24/1994) Cinergy Solutions Holding Company , Inc. (Delaware, 2/11/1997; formerly Cinergy Solutions, Inc.) 1388368 Ontario Inc. (Ontario, 12/2/99) 3036243 Nova Scotia Company (Nova Scotia, 12/10/99) Cinergy Solutions Limited Partnership (Ontario, 12/14/99) Vestar, Inc. (Delaware, 4/6/98; formerly Cinergy Business Solutions, Inc.) Vestar Limited (Ontario, 3/9/84; formerly Rose Technology Group Limited) 3075959 Nova Scotia Company (Nova Scotia, 4/7/2003) Keen Rose Technology Group Limited (Ontario,8/26/99) Optimira Controls, Inc. (Ontario, 4/14/1997) (4) Cinergy EPCOM, LLC (Delaware, 8/20/99) Cinergy EPCOM College Park, LLC (Delaware, 8/20/99) Cinergy Solutions, Inc. (Delaware, 6/2/2000) (please see attached list of subsidiaries) Cinergy Solutions of Tuscola, Inc. (Delaware, 10/13/98) Delta Township Utilities, LLC (Delaware, 7/5/2001) Delta Township Utilities II, LLC (Delaware, 3/25/2004) Energy Equipment Leasing LLC (Delaware, 11/12/98) Trigen-Cinergy Solutions LLC (Delaware, 2/18/1997) Trigen-Cinergy Solutions of Ashtabula LLC (Delaware, 4/21/99) Cinergy Solutions of Boca Raton, LLC (Delaware, 9/4/98) Cinergy Solutions of Cincinnati, LLC (Ohio, 7/29/1997) Trigen-Cinergy Solutions of Lansing LLC(Delaware,11/3/99) Trigen/Cinergy - USFOS of Lansing LLC (Delaware, 11/3/1999) Trigen-Cinergy Solutions of Orlando LLC (Delaware, 6/12/1998) Trigen-Cinergy Solutions of Owings Mills LLC (Delaware, 9/20/99) Trigen-Cinergy Solutions of Owings Mills Energy Equipment Leasing, LLC (Delaware, 10/20/99) Trigen-Cinergy Solutions of Rochester LLC (Delaware, 10/20/99) Trigen-Cinergy Solutions of Silver Grove LLC (Delaware, 3/18/99) Cinergy Solutions of St. Paul LLC (Delaware 8/13/98) Environmental Wood Supply, LLC (Minnesota, 8/10/2000) St. Paul Cogeneration LLC (Minnesota, 12/18/98) Trigen-Cinergy Solutions of Tuscola, LLC (Delaware, 8/21/98) Cinergy Investments, Inc. (Delaware, 10/24/1994) Cinergy Solutions Holding Company , Inc. (Delaware, 2/11/1997; formerly Cinergy Solutions, Inc.) Cinergy Solutions, Inc. (Delaware, 6/2/2000) BSPE Holdings, LLC (Delaware, 1/10/2001) BSPE Limited, LLC (Delaware, 1/10/2001) BSPE General, LLC (Texas, 1/11/2001) BSPE, L.P. (Delaware, 1/16/2001) Cinergy Energy Solutions, Inc. (Delaware, 11/9/2000) U. S. Energy Biogas Corporation (formerly Zahren Alternative Power Corporation (Delaware, 12/28/1993; formerly ZFC Environmental Holdings Limited) Cinergy GASCO Solutions, LLC (Delaware, 11/9/2000) Countryside Landfill Gasco., L.L.C. (Delaware, 8/23/96) Morris Gasco, L.L.C. (Delaware, 12/31/96) Brown County Landfill Gas Associates, L.P (Delaware, 3/22/2000) Cinergy Solutions of Monaca, LLC (Delaware, 12/16/2003) Cinergy Solutions of Narrows, LLC (Delaware, 3/17/2003) Cinergy Solutions of Rock Hill, LLC (Delaware, 3/17/2003) Cinergy Solutions of San Diego, Inc. (Delaware, 1/29/2004; formerly Cinergy Solutions of San Diego, LLC, Delaware, 1/9/2004) Cinergy Solutions of St. Bernard, LLC (Delaware, 1/6/2003) Cinergy Solutions Operating Services of Lansing, LLC (Delaware, 6/25/2002) Cinergy Solutions Operating Services of Shreveport, LLC (Delaware, 6/28/2002) Cinergy Solutions Operating Services of Oklahoma, LLC (Delaware, 8/13/2002) Cinergy Solutions of Philadelphia, LLC (Delaware, 5/11/2001) Cinergy Solutions Partners, LLC (Delaware, 9/12/2000) CST Limited, LLC (Delaware, 5/18/2001; formerly CS Limited, LLC) CST General, LLC (Texas, 5/22/2001) CST Green Power, L.P. (Delaware, 5/23/2001) Green Power Holdings, LLC (Delaware, 12/12/2000) Green Power G.P., LLC (Texas, 12/15/2000) Green Power Limited, LLC (Delaware, 12/12/2000) South Houston Green Power, L.P. (Delaware, 12/19/2000; formerly Green Power, L.P.) (7) CSGP of Southeast Texas, LLC (Delaware, 2/22/2001) CSGP Limited, LLC (Delaware, 4/5/2001) CSGP General, LLC (Texas, 4/5/2001) CSGP Services, L.P. (Delaware, 4/6/2001) Lansing Grand River Utilities, LLC (Delaware, 9/14/2000) Oklahoma Arcadian Utilities, LLC (Delaware, 12/5/2000) Shreveport Red River Utilities, LLC (Delaware, 10/16/2000) Cinergy Global Resources, Inc. (Delaware, 5/15/1998) Cinergy Global Power, Inc. (Delaware, 9/4/1997; formerly Cinergy Investments MPI, Inc.) CGP Global Greece Holdings, SA (Greece, 8/10/2001) Attiki Denmark ApS (Denmark, 10/1/2000; formerly ApS Kbus 17nr. 1693) Attiki Gas Supply Company SA (Greece, 11/2/2001) Cinergy Global Chandler Holding, Inc. (Delaware, 10/19/2000) Cinergy Global Chandler I, Inc. (Delaware, 10/13/2000) Cinergy Global Ely, Inc. (Delaware, 8/28/98) EPR Ely Power Limited (England, 5/7/98) EPR Ely Limited (England, 7/10/97) Ely Power Limited (England, 7/3/97) Anglian Straw Limited (England, 5/14/90) Anglian Ash Limited (England, 3/1/99) (6) Cinergy Global Foote Creek, Inc. (Delaware, 5/4/99) Cinergy Global Foote Creek II, Inc. (Delaware, 11/23/99) Cinergy Global Foote Creek IV, Inc. (Delaware, 6/28/2000) Cinergy Global Peetz Table I, Inc. (Delaware, 1/9/2001) Cinergy Global Power Services Limited (England, 8/14/1997; formerly MPI International Limited) Cinergy Global Power (UK) Limited (England, 2/5/98) Cinergy Global Trading Limited (England, 5/25/99) Cinergy Trading and Marketing Limited (England and Wales, 7/30/2003) Commercial Electricity Supplies Limited (England, 8/10/93) Cinergy Renewable Trading Limited (England, 1/11/00; formerly Renewable Trading Limited) UK Electric Power Limited (England, 12/24/1920) Cinergy Global Power Iberia, S.A. (Spain, 6/17/1998) Cinergy Global Holdings, Inc. (Delaware, 12/18/98) Cinergy Holdings B.V. (The Netherlands, 4/7/48; formerly Watercorner Investments B.V.) Cinergy Zambia B.V. (The Netherlands, 11/18/85; formerly MPII (Zambia) B.V.) Copperbelt Energy Corporation PLC (Republic of Zambia, 9/19/97) Power Sports Limited (Republic of Zambia 1/5/1999) Moravske Teplarny a.s. (Czech Republic, 6/18/91 formerly Teplarna Svit a.s.) Cinergetika U/L a.s. (Czech Republic, 10/5/98; formerly SETUZA energetika a.s.) (8) Cinergy Global (Cayman) Holdings, Inc. (Cayman Islands, 9/4/1997; formerly Cinergy MPI III, Inc.) Cinergy Global Hydrocarbons Pakistan (Cayman Islands, 9/4/1997; formerly Cinergy MPI I, Inc.) Cinergy Global Tsavo Power (Cayman Islands, 9/4/1997; formerly Cinergy MPI II, Inc.) IPS-Cinergy Power Limited (Kenya, 4/28/1999; formerly Highbury Investments Limited) (9) Tsavo Power Company Limited (Kenya, 1/22/1998) Cinergy MPI V, Inc. (Cayman Islands, 9/4/1997) Cinergy Global One, Inc. (Delaware, 2/4/00) eVent Resources Overseas I, LLC (Delaware, 5/29/2001) Midlands Hydrocarbons (Bangladesh) Limited (England, 6/29/93) Cinergy Global Power Africa (Proprietary) Limited (South Africa, 8/3/1999) Cinergy UK, Inc. (Delaware, 5/1/1996; formerly M.E. Holdings) -----END PRIVACY-ENHANCED MESSAGE-----