-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ICfg0azLmdHL5PYyYMZFp5HkNi6jv2hE4vd/C0ES/6xwdGp0Ng9sYRyvZy1OnelY ITbcNzYVvHyoInywi1lSOw== 0000899652-04-000155.txt : 20040729 0000899652-04-000155.hdr.sgml : 20040729 20040729144215 ACCESSION NUMBER: 0000899652-04-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040729 FILED AS OF DATE: 20040729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWTON FREDERICK J III CENTRAL INDEX KEY: 0001196666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 04938611 MAIL ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-07-29 0 0000899652 CINERGY CORP CIN 0001196666 NEWTON FREDERICK J III 139 E FOURTH ST CINCINNATI OH 45202 0 1 0 0 Executive Vice President & CAO Common Stock 2004-07-29 2004-07-29 4 M 0 20000 27.63 A 33755 D Common Stock 2004-07-29 2004-07-29 4 S 0 16350 37.6 D 17405 D Common Stock 2004-07-29 2004-07-29 4 G 0 3650 0 D 13755 D Common Stock 2004-07-29 2004-07-29 4 G 0 3650 0 A 9683 I By Trust Stock Option (Right to buy) 27.63 2004-07-29 2004-07-29 4 M 0 20000 0 D 2012-07-23 Common Stock 20000 60000 D In addition, the reporting person beneficially owns indirectly approximately 487 shares of common stock by 401(k) Plan. The reporting person was granted 100,000 options on July 23, 2002. The options become exercisable annually in five equal installments. /s/ David S. Maltz, attorney-in-fact 2004-07-29 -----END PRIVACY-ENHANCED MESSAGE-----