-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/q5Goa4cfqzt0pKupTEqUB9sDDnSdxo3TSdun7QGCMaIabYSdzaC3TaYlmvcUDU X4yJbnUsuK32qDNtmGsn8Q== 0000899652-04-000153.txt : 20040728 0000899652-04-000153.hdr.sgml : 20040728 20040727110250 ACCESSION NUMBER: 0000899652-04-000153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040723 FILED AS OF DATE: 20040727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CINERGY VENTURES II LLC CENTRAL INDEX KEY: 0001253060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16265 FILM NUMBER: 04932518 MAIL ADDRESS: STREET 1: 139 EAST FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CINERGY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001253088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16265 FILM NUMBER: 04932519 BUSINESS ADDRESS: STREET 1: 139 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 MAIL ADDRESS: STREET 1: 139 EAST FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16265 FILM NUMBER: 04932520 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRIC CITY CORP CENTRAL INDEX KEY: 0001065860 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 364197337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1280 LANDMEIER ROAD CITY: ELK GROVE STATE: IL ZIP: 60007 BUSINESS PHONE: 8474371666 MAIL ADDRESS: STREET 1: 1280 LANDMEIER ROAD CITY: ELK GROVE VILLAGE STATE: IL ZIP: 60007 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-07-23 0 0001065860 ELECTRIC CITY CORP ELC 0000899652 CINERGY CORP 139 E FOURTH STREET P.O BOX 960 CINCINATI OH 45202 0 0 1 0 0001253088 CINERGY TECHNOLOGIES INC 139 EAST FOURTH ST P.O. BOX 960 CINCINNATI OH 45202 0 0 1 0 0001253060 CINERGY VENTURES II LLC 139 EAST FOURTH ST P.O. BOX 960 CINCINNATI OH 45202 0 0 1 0 Stock Options (right to buy) 1.7 2004-07-23 2004-07-23 4 A 0 25000 0 A 2014-07-22 Common Stock 25000 25000 I By Corporation 8,334 options are immediately exercisable. The remaining 16,666 are exercisable in equal amounts on July 23, 2005 and July 23, 2006. These securities are owned directly by Cinergy Ventures II, LLC whose sole member is Cinergy Technologies, Inc. Cinergy Technologies, Inc. is a wholly-owned subsidiary of Cinergy Corp. /s/ Julia S. Janson, Corporate Secretary 2004-07-27 -----END PRIVACY-ENHANCED MESSAGE-----