-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRJKEg9NooI91rbid+z6wvSO9HY6nJUwIcZHqS8X8ttzfsN9D9HF3e6QMd80OHQb keJF+jlIZGnPqtlBZEAEFA== 0000899652-04-000073.txt : 20040217 0000899652-04-000073.hdr.sgml : 20040216 20040217100318 ACCESSION NUMBER: 0000899652-04-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040213 FILED AS OF DATE: 20040217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURPHY THEODORE R II CENTRAL INDEX KEY: 0001196670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 04604170 MAIL ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-13 0 0000899652 CINERGY CORP CIN 0001196670 MURPHY THEODORE R II 139 E FOURTH ST CINCINNATI OH 45202 0 1 0 0 Senior VP & Chief Risk Officer Common Stock 2004-02-13 2004-02-13 4 M 0 3164 31.6 A 6939 D Common Stock 2004-02-13 2004-02-13 4 F 0 1513 38.32 D 5426 D Employee Stock Option (right to buy) 31.6 2004-02-13 2004-02-13 4 M 0 3164 0 D 2012-12-04 Common Stock 3164 96836 D In addition, the reporting person beneficially owns 396 shares indirectly by 401(k) Plan. The reporting person was granted 100,000 shares on December 4, 2002. The options are exercisable annually in five annual installments. /s/ David S. Maltz, attorney-in-fact 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----