-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D36meTuGle0fOLuWBVp2s/mb3xAJHmqTL713bCvuM2H1m9qUK4b3taDEkqJGODtt EBdXbK2fCWc7Q57HuW0edA== 0000899652-04-000042.txt : 20040129 0000899652-04-000042.hdr.sgml : 20040129 20040129175601 ACCESSION NUMBER: 0000899652-04-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040127 FILED AS OF DATE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARKNESS M STEPHEN CENTRAL INDEX KEY: 0001128282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 04553666 BUSINESS ADDRESS: STREET 1: C/O ROBINSON BROG STREET 2: 1345 SIXTH AVE. CITY: NEW YORK STATE: NY ZIP: 10105 MAIL ADDRESS: STREET 1: C/O ROBINSON BROG 1345 STREET 2: SIXTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-27 0 0000899652 CINERGY CORP CIN 0001128282 HARKNESS M STEPHEN C/O CINERGY CORP 139 E. FOURTH STREET CINCINNATI OH 45202 0 1 0 0 Vice President Common Stock 2004-01-27 2004-01-27 4 M 1 107 24.3125 A 64993 D Common Stock 2004-01-27 2004-01-27 4 M 1 14698 24.375 A 79691 D Common Stock 2004-01-27 2004-01-27 4 M 1 40000 23.8125 A 119691 D Common Stock 2004-01-27 2004-01-27 4 F 1 29700 38.71 D 89991 D Employee Stock Option (right to buy) 24.375 2004-01-27 2004-01-27 4 M 1 14698 0 D 2003-01-19 2010-01-19 Common Stock 14698 0 D Employee Stock Option (right to buy) 24.3125 2004-01-27 2004-01-27 4 M 1 107 0 D 2005-01-24 Common Stock 107 0 D Employee Stock Option (right to buy) 23.8125 2004-01-27 2004-01-27 4 M 0 40000 0 D 2009-12-14 Common Stock 40000 5801 D In addition, the reporting person beneficially owns 5,580 shares indirectly by 401(k) plan and 523.596 shares indirectly by children. The reporting person was granted 50,000 options on January 24,1995. The options became exercisable annually in five equal installments. The reporting person was granted 50,000 options on December 14, 1999. The options are exercisable annually in five equal installments. /s/ David S. Maltz 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----