-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8s3l4eUGDxIHmBwwQ50pj7/dSaPqyH55YPxpRPeoqPPZbsqjUA4HslpFWt3puT2 q4ZekV++pDyj6rClx7eEog== 0000899652-04-000041.txt : 20040129 0000899652-04-000041.hdr.sgml : 20040129 20040129170333 ACCESSION NUMBER: 0000899652-04-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040127 FILED AS OF DATE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS BERNARD F CENTRAL INDEX KEY: 0001196682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 04553281 MAIL ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-27 0 0000899652 CINERGY CORP CIN 0001196682 ROBERTS BERNARD F 139 E FOURTH ST CINCINNATI OH 45202 0 1 0 0 Vice President Common Stock 2004-01-27 2004-01-27 4 M 1 10000 23.8125 A 44319 D Common Stock 2004-01-27 2004-01-27 4 M 1 16700 24.375 A 61019 D Common Stock 2004-01-27 2004-01-27 4 M 1 4565 24.3125 A 65584 D Common Stock 2004-01-27 2004-01-27 4 F 1 22175 38.71 D 43409 D Employee Stock Option (right to buy) 23.8125 2004-01-27 2004-01-27 4 M 1 10000 0 D 2003-12-14 2009-12-14 Common Stock 10000 10000 D Employee Stock Option 24.375 2004-01-27 2004-01-27 4 M 1 16700 0 D 2003-01-19 2010-01-19 Common Stock 16700 0 D Employee Stock Option 24.3125 2004-01-27 2004-01-27 4 M 1 4565 0 D 2000-01-24 2005-01-24 Common Stock 4565 0 D In addition, the reporting person beneficially owns 5,253.647 shares indirectly by 401(k) plan. The reporting person was granted 50,000 options on December 14, 1999. One half of the options became exercisable on December 14, 2003. The remaining options will become exercisable on December 14,2004. The reporting person was granted 25,000 options on January 24,1995. The options became exercisable annually in five equal installments. /s/ David S. Maltz 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----