-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CcOW2S7JQttyAB9p7+KNT+Xh6QVfkpLV+2Pfyi3JSp7/B52+gPKe/0BdXqHhvTEY ZHLELTvxXSVp273B7JSUAg== 0000899652-04-000033.txt : 20040127 0000899652-04-000033.hdr.sgml : 20040127 20040127122601 ACCESSION NUMBER: 0000899652-04-000033 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040115 FILED AS OF DATE: 20040127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS JAMES E CENTRAL INDEX KEY: 0001024251 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11377 FILM NUMBER: 04545492 BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 4/A 2004-01-15 2004-01-20 0 0000899652 CINERGY CORP CIN 0001024251 ROGERS JAMES E CINERGY CORP 139 E. FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Chairman, President & CEO Phantom Stock Units 2004-01-15 2004-01-15 4 A 0 263.852 37.9 A Common Stock 263.852 263.852 D Phantom stock units acquired under issuer's 401(k) Excess Plan. The derivative security converts into common stock on a one-for-one basis. Payable 100% in cash upon the reporting person's termination of service. /s/ David S. Maltz 2004-01-27 -----END PRIVACY-ENHANCED MESSAGE-----