-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CYcCTH+KTngu8irj74mfq7TfDc3quN7IFL/juzHBsHwOiBLCu0kMrxbCTTFGvXAZ H8xsrdcAhUq9BzbslsXhtw== 0000899652-02-000088.txt : 20020711 0000899652-02-000088.hdr.sgml : 20020711 20020711083250 ACCESSION NUMBER: 0000899652-02-000088 CONFORMED SUBMISSION TYPE: U-57/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57/A SEC ACT: 1935 Act SEC FILE NUMBER: 073-00011 FILM NUMBER: 02700621 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 U-57/A 1 northeolic.txt Filed with the Securities and Exchange Commission on July 11, 2002. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 AMENDMENT NO. 1 TO NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under Section 33(a) of the Public Utility Holding Company Act of 1935, as amended NORTHEOLIC PICO GALLO, S.L. (Name of foreign utility company) Cinergy Corp. (Name of filing company, if filed on behalf of a foreign utility company) Communications concerning this notification should be directed to: David L. Wozny George Dwight II Vice President Senior Counsel Cinergy Global Resources, Inc. Cinergy Corp. 139 East Fourth Street 139 East Fourth Street, 25AT2 Cincinnati, Ohio 45202 Cincinnati, Ohio 45202 Reference is made to the original notification in this docket, filed on November 30, 2000, in which Cinergy Corp. ("Cinergy"), a Delaware corporation and registered holding company under the Public Utility Holding Company Act of 1935, as amended (the "Act"), claimed foreign utility company status for Northeolic Pico Gallo, S.L., a corporation organized under the laws of Spain. That original notification indicated (inter alia) that Northeolic Pico Gallo, S.L. was a "subsidiary company" of Cinergy within the meaning of the Act. Recently, Cinergy entered into a definitive agreement to sell its entire ownership interest in Northeolic Pico Gallo, S.L. to a nonaffiliate. Closing of the sale is subject to satisfaction of certain customary conditions, including receipt of any required regulatory approvals. SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned thereunto duly authorized as of the date indicated below: CINERGY CORP. By: /s/Wendy L. Aumiller Wendy L. Aumiller Treasurer Dated: July 11, 2002 -----END PRIVACY-ENHANCED MESSAGE-----