-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TQvZv45vaYtHULjwcJKVgOhkeQworcRayC8fnh7Shx89ZE+jsiecwfFtrRSNUv0B dHqdurQ+FrVrHhQxAQkIMg== 0000899652-01-500055.txt : 20010829 0000899652-01-500055.hdr.sgml : 20010829 ACCESSION NUMBER: 0000899652-01-500055 CONFORMED SUBMISSION TYPE: U-57/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57/A SEC ACT: 1935 Act SEC FILE NUMBER: 073-00011 FILM NUMBER: 1724647 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 U-57/A 1 u57elecdey.txt NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 AMENDMENT NO. 1 TO NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended Elecdey Ascoy, SA (formerly Parque Eolico de Ascoy, SA) (Name of foreign utility company) Cinergy Corp. (Name of filing company, if filed on behalf of a foreign utility company) The Commission is requested to mail copies of all communications relating to this Notification to: David L. Wozny George Dwight II Vice President Senior Counsel Cinergy Global Resources, Inc. Cinergy Corp. 139 East Fourth Street 139 East Fourth Street, 25AT2 Cincinnati, Ohio 45202 Cincinnati, Ohio 45202 Cinergy Corp. ("Cinergy"), a Delaware corporation and a registered holding company under the Public Utility Holding Company Act of 1935, as amended (the "Act"), hereby notifies the Commission on behalf of Elecdey Ascoy, SA (formerly called Parque Eolico de Ascoy, SA) ("Ascoy") a corporation organized under the laws of Spain, of certain supplementary information as indicated below relating to the status of Ascoy as a foreign utility company within the meaning of section 33 of the Act. This submission amends to the extent set forth herein the notification of foreign utility company status on Form U-57 made by Cinergy on behalf of Ascoy filed on March 11, 1999, which notification otherwise continues in full force and effect. Item 1. Name of entity claiming foreign utility company status, its business address, and a description of the facilities used for the generation, transmission and distribution of electric energy for sale or for the distribution at retail of natural or manufactured gas. Identification, to the extent known, of each person holding 5% or more of any class of voting securities of the foreign utility company and description of the amount and nature of the interest. The name of the entity claiming foreign utility company status changed effective June 6, 2001 from Parque Eolico de Ascoy, SA to Elecdey Ascoy, SA. Ascoy has an authorized share capital of 1,290,000 Euros, of which 43,000 shares, with a par value per share of 30 Euros, are issued and outstanding. Cinergy Renovables Ibericas, SA (formerly Construcciones y Representaciones Industriales, SA), a FUCO incorporated in Spain, 95% of whose share capital is owned by Cinergy Hydro B.V. (the latter company being an indirect wholly-owned subsidiary of Cinergy), is the legal and beneficial owner of 8,385 shares, representing approximately 19.5% of the issued share capital of Ascoy. The remaining 80.5% of the issued share capital of Ascoy is owned by five shareholders, as follows: Elecdey, SL 17,630 shares (41%) Nuevos Riesgos del Progreso, SA 4,300 shares (10%) Instituto para la Diversificacion y Ahorro de la Energia 7,955 shares (18.5%) Invercartera SA (Caja de Cataluna) 4,515 shares (10.5%) Pedro Soler 215 shares (0.5%) SIGNATURE The undersigned company has duly caused this amended notification to be signed on its behalf in respect of Elecdey Ascoy, SA by the undersigned officer as of the date indicated below. CINERGY CORP. By: /s/Wendy L. Aumiller Assistant Treasurer Dated: August 27, 2001 -----END PRIVACY-ENHANCED MESSAGE-----