-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZ/GA2qUzIIjbXWZkRlVuKd09T3RZ0Xen3z3MHYzxGdQDxfNwpr1/PsdWitcMyep 6yTnLK+XMJbqD5FOWFYrkA== 0000899652-01-000012.txt : 20010307 0000899652-01-000012.hdr.sgml : 20010307 ACCESSION NUMBER: 0000899652-01-000012 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09577 FILM NUMBER: 1559306 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 0001.txt CERTIFICATE OF NOTIFICATION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp., et al. OF File No. 70-9577 NOTIFICATION Public Utility Holding Company Act of 1935 ("PUHCA" or "Act") Cinergy Corp., a Delaware corporation and registered holding company ("Cinergy"), hereby submits the following pursuant to rule 24 under the PUHCA and the Commission's order dated June 23, 2000 in the above docket, HCAR 27190 (the "June 2000 Order"). This certificate reports activity in File No. 70-9577 for the calendar quarter ended December 31, 2000. Any capitalized terms used herein but not defined herein have the respective meanings given in the June 2000 Order. 1. As determined pursuant to the June 2000 Order, the EWG/FUCO Projects Limit is approximately $1,731.0 million. At December 31, 2000, Cinergy's "aggregate investment" (as used in rule 53(a) under PUHCA) in all EWG/FUCO Projects covered by the EWG/FUCO Projects Limits was approximately $1,371.2 million, and accordingly, at December 31, 2000, Cinergy's remaining investment capacity under the EWG/FUCO Projects Limit was approximately $359.8 million. At December 31, 2000, Cinergy's "consolidated retained earnings" (as used in rule 53(a) under the PUHCA) was approximately $1,151.2 million. 2. At December 31, 2000, consolidated debt, cumulative preferred stock, and common equity comprised approximately 58.7%, 0.9% and 40.4%, respectively, of Cinergy's consolidated capitalization. (For these purposes, "consolidated debt" means all long-term debt, long-term debt due within one year, notes payable and other short-term obligations, including any short-term debt and non-recourse debt of EWG/FUCO Projects, to the extent normally consolidated under applicable financial reporting rules.) 3. At December 31, 2000, Cinergy's market-to-book ratio was 200%. 4. The June 2000 Order granted no investment authority under the Restructuring Limit. Accordingly, the reporting requirements with respect thereto imposed under the June 2000 Order are inapplicable. 5. For the quarter ended December 31, 2000, Cinergy issued no common stock and had a net increase of $118,883,000 in notes payable and other short-term obligations; Cinergy issued no new long term debt securities. At December 31, 2000, Cinergy's total capitalization (excluding retained earnings and accumulated other comprehensive income) was approximately $2.46 billion, a net increase of $460 million over Cinergy's total capitalization at December 31, 1999, the benchmark used in the June 2000 Order, in which the Commission authorized Cinergy to increase its total capitalization by $5,000,000,000. Guarantees issued by Cinergy and outstanding at December 31, 2000 totaled $1.4 billion, leaving remaining Cinergy guarantee authority under the June 2000 Order of $600 million. Cinergy has met the applicable terms and conditions as specified in Section II of the June 2000 Order. 6. Pursuant to a request for confidential treatment under rule 104(b) of PUHCA, Cinergy is concurrently filing in paper format as Exhibit A, certain information concerning new investments for the quarter ended December 31, 2000, aggregate investment by EWG/FUCO Project, growth in retained earnings, net income and revenues of Cinergy's EWG/FUCO Projects. S I G N A T U R E Pursuant to the requirements of PUHCA, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 28, 2001 CINERGY CORP. By: /s/Wendy L. Aumiller Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----