-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CO6LcEjsatAI1cbhDE4Q+RmW8SQS3s60Kh5au+TmrjqOObnxpagLbOq0a3g5/Y3B yfPWBolyQSzUm04hJEZ4bg== 0000899652-01-000002.txt : 20010123 0000899652-01-000002.hdr.sgml : 20010123 ACCESSION NUMBER: 0000899652-01-000002 CONFORMED SUBMISSION TYPE: U-57 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-57 SEC ACT: SEC FILE NUMBER: 073-00011 FILM NUMBER: 1504113 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 U-57 1 0001.txt NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-57 NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS Filed under section 33(a) of the Public Utility Holding Company Act of 1935, as amended Desarrollos Eolicos El Aguila, S.A. (Name of foreign utility company) Cinergy Corp. (Name of filing company, if filed on behalf of a foreign utility company) The Commission is requested to mail copies of all communications relating to this Notification to: David L. Wozny George Dwight II Vice President Senior Counsel Cinergy Global Resources, Inc. Cinergy Corp. 139 East Fourth Street 139 East Fourth Street Ohio 45202 25AT2 Cincinnati Cincinnati Ohio 45202 Cincinnati Cinergy Corp. ("Cinergy"), a Delaware corporation and a registered holding company under the Public Utility Holding Company Act of 1935, as amended (the "Act"), hereby notifies the Commission on behalf of Desarrollos Eolicos El Aguila, S.A., a corporation organized under the laws of Spain, that Desarrollos Eolicos El Aguila, S.A. is, and claims status as, a foreign utility company within the meaning of section 33 of the Act. Item 1. Name of entity claiming foreign utility company status, its business address, and a description of the facilities used for the generation, transmission and distribution of electric energy for sale or for the distribution at retail of natural or manufactured gas. Identification, to the extent known, of each person holding 5% or more of any class of voting securities of the foreign utility company and description of the amount and nature of the interest. The name of the company on whose behalf foreign utility company status is claimed is Desarrollos Eolicos el Aguila, S.A. ("Desaguila"), a company incorporated in Spain, and its business address is Avenida Academia General Militar n(0) 52, Zaragoza, Aragon, Spain. Desaguila is constructing 19.5 megawatts of electric wind generation assets in Spain. Desaguila's electric assets are located in northeastern Spain and around Pedrola, Aragon, Spain, and will supply electricity to Electricas Reunidas de Zaragoza, S.A. (ERZ), a local utility company in Spain (Endesa's affiliate). Desaguila has an authorized share capital of 11.300.000 Spanish Pesetas, of which 1.130 shares, with a par value per share of 10,000 Pesetas, are issued and outstanding. Cinergy 2, B.V., a company incorporated in The Netherlands, and a wholly-owned subsidiary of Cinergy Global Power, Inc. (the latter company being an indirect wholly-owned subsidiary of Cinergy), is the legal and beneficial owner of 130 shares (i.e., 11.5% of the issued share capital of Desaguila). Financiera Agroganadera, S.A. (a company incorporated in Spain) owns 510 shares of the shares in issue, representing 45.13% of the issued share capital of Desaguila. And Valle del Ebro Ingenieria y Consultoria, S.L. (Veinco) owns 490 shares in issue, representing 43.37 % of the issued share capital of Desaguila. Save for those persons referred to above Cinergy is not aware of any other person(s) holding directly or indirectly five percent (5%) or more of any class of voting securities of Desaguila. Item 2. Name of any domestic associate public utility company and, if applicable, its holding company, and description of the relationship between the foreign utility company and such company, and the purchase price paid by any domestic associate public utility company for its interest in the foreign utility company. The following domestic public utility companies, each of which is a direct or indirect wholly-owned subsidiary of Cinergy, are associate companies of Desaguila: The Cincinnati Gas & Electric Company ("CG&E"), PSI Energy, Inc., The Union Light, Heat and Power Company ("Union"), Lawrenceburg Gas Company ("Lawrenceburg") and Miami Power Corporation ("Miami"). Union, Lawrenceburg and Miami are all direct wholly-owned subsidiaries of CG&E. None of the foregoing domestic public utility companies has made an investment in or has any contractual relationship with Desaguila, nor is any such investment or contractual relationship contemplated. SIGNATURE The undersigned company has duly caused this statement to be signed on its behalf by the undersigned officer, duly authorized as of the date indicated below: CINERGY CORP. By: /s/Lisa Gamblin Vice President & Treasurer Dated: January 9, 2001 -----END PRIVACY-ENHANCED MESSAGE-----