-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IoMM+GLzoK812lRMOPSN3If2Z1DnhfIB6Iwnjm84rJjKElo9PvhOffUd3mE9Fjeb EQ6awIGeYKH29NQ+EzFkjA== 0000899652-00-000010.txt : 20000216 0000899652-00-000010.hdr.sgml : 20000216 ACCESSION NUMBER: 0000899652-00-000010 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09071 FILM NUMBER: 545665 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132872644 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET STREET 2: P.O BOX 960 CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION 450 Fifth Street, N.W. Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp. OF File No. 70-9071 NOTIFICATION Public Utility Holding Company Act of 1935 ("PUHCA") Cinergy Corp., a registered holding company ("Cinergy"), hereby submits the following information pursuant to rule 24 under PUHCA and the Commission's order dated January 20, 1998 in the above docket (HCAR No. 26819) ("January 1998 Order"). In addition, on March 1, 1999, the Commission issued an order in File No. 70-9319 (HCAR No. 26984) which, among other things, modified the $2 billion cap on Cinergy debt securities referred to below by excluding guarantees issued by Cinergy from the coverage thereof and subjecting such guarantees to a separate $1 billion cap ("Guarantee Cap"). This certificate also reports guarantees issued by Cinergy subject to the Guarantee Cap. (Any capitalized terms not otherwise defined herein have the meanings set forth in the January 1998 Order.) With reference to the Debt Cap and the $2 billion ceiling imposed thereunder, at Fourth Quarter 1999, Cinergy had issued and outstanding debt securities totaling $402 million in aggregate principal amount, consisting of (i) notes in connection with letter of credit transactions aggregating $2 million and (ii) long-term debentures aggregating $400 million. 1. During the quarterly period ended December 31, 1999, Cinergy issued no derivative financial instruments in connection with the financing transactions described in the preceding paragraph. 2. During the quarterly period ended December 31, 1999, Cinergy did not issue any Additional Shares pursuant to the January Order. 3. During the quarterly period ended September 30, 1999, Cinergy did not issue any Additional Shares as gifts or awards to Cinergy system employees. 4. With reference to the Guarantee Cap and the $1 billion ceiling imposed thereunder, at December 31, 1999, Cinergy's subsidiaries and affiliates had debt or other obligations outstanding totaling $515 million with respect to which Cinergy has issued guarantees. S I G N A T U R E Pursuant to the requirements of PUHCA, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Dated: February 14, 2000 CINERGY CORP. By: /s/Wendy L. Aumiller Assistant Treasurer -----END PRIVACY-ENHANCED MESSAGE-----