-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LIpLhuqCG9dmjs86Ln6QksnmOoh+pdT7cIkyEB32UYSFULFBkIFM3bnzYBAoZXgs TyKx+5Ube4BypxgxFYf6OQ== 0000899652-99-000017.txt : 19990301 0000899652-99-000017.hdr.sgml : 19990301 ACCESSION NUMBER: 0000899652-99-000017 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09011 FILM NUMBER: 99552019 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5134219500 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp., et al. OF File No. 70-9011 NOTIFICATION Public Utility Holding Company Act of 1935 ("PUHCA") Cinergy Corp., a registered holding company ("Cinergy"), hereby submits the following information pursuant to rule 24 under PUHCA and the Commission's order dated March 23, 1998 in the above docket (HCAR No. 26848):/1/ 1. At December 31, 1998, Cinergy's "aggregate investment" and "consolidated retained earnings" (both as used in rule 53(a) under PUHCA) were approximately $618.7 million and $948.6 million, respectively. 2. Cinergy's aggregate investment at December 31, 1998 is equivalent to approximately 9.82% of Cinergy's total capitalization, approximately 9.72% of Cinergy's net utility plant, approximately 5.99% of total consolidated assets, and approximately 11.31% of Cinergy's market capitalization (each at December 31, 1998). 3. At December 31, 1998, consolidated debt/2/, cumulative preferred stock, and common equity comprised approximately 58.0%, 1.5% and 40.5%, respectively, of Cinergy's consolidated capitalization. 4. At December 31, 1998, Cinergy's market-to-book ratio was 215%. Pursuant to a request for confidential treatment under rule 104(b) of PUHCA, Cinergy is concurrently filing in paper format as Exhibit A, certain information concerning growth in retained earnings, net income and revenues of Cinergy's EWG and FUCO investments. S I G N A T U R E Pursuant to the requirements of PUHCA, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 26, 1999 CINERGY CORP. By: /s/William L. Sheafer Vice President & Treasurer ENDNOTES /1/ Any capitalized terms not defined herein have the meanings assigned in HCAR No. 26848 (March 23, 1998) (granting Cinergy authority to invest financing proceeds in EWGs and FUCOs up to 100% of consolidated retained earnings). /2/ As used herein, "consolidated debt" means all long-term debt, long-term debt due within one year, notes payable and other short-term obligations, including any short-term debt and non-recourse debt of EWGs and FUCOs to the extent normally consolidated under applicable financial reporting rules. -----END PRIVACY-ENHANCED MESSAGE-----