-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L3FJ96vwyykLUxV4GUMWKAdlcPubTNwZsqHlvk7ouSgxKPOwwywmXFdRs4oOzvx6 vkb4gQVB0cKLu9VRrUCJyg== 0000899652-99-000013.txt : 19990212 0000899652-99-000013.hdr.sgml : 19990212 ACCESSION NUMBER: 0000899652-99-000013 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09015 FILM NUMBER: 99529885 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5134219500 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of CERTIFICATE Cinergy Corp. et al. OF File No. 70-9015 NOTIFICATION (Public Utility Holding Company Act of 1935) With reference to the transactions proposed in the Application-Declaration on Form U-1, as amended (the "Application"), in the above proceeding filed by Cinergy Corp. ("Cinergy") and certain of its subsidiary companies - namely, Cinergy Services, Inc. ("Cinergy Services"), Cinergy Investments, Inc. ("Cinergy Investments"), The Cincinnati Gas & Electric Company ("CG&E"), PSI Energy, Inc. ("PSI"), The Union Light, Heat and Power Company ("ULH&P"), Lawrenceburg Gas Company ("Lawrenceburg"), The West Harrison Gas and Electric Company ("West Harrison"), Miami Power Corp. ("Miami"), Tri-State Improvement Company ("Tri-State") and KO Transmission Company ("KO"; and, together with Cinergy and the aforementioned associate companies, the "Applicants") - and the Commission's order dated May 30, 1997 with respect thereto (Rel. No. 35-26723), Cinergy Services, on behalf of itself and the other Applicants, notifies the Commission that: 1. The following lists the maximum principal amount of external short-term borrowings - i.e., bank borrowings and/or commercial paper - at any time outstanding during the calendar quarter ended December 31, 1998 ("Fourth Quarter 1998") for the following companies: (a) CG&E - $46.3 million; (b) PSI - $90.6 million; (c) ULH&P - $0; (d) Lawrenceburg - $0; (e) West Harrison - $0; (f) Miami - $0; (g) Tri-State - $0; (h) KO - $0; and (i) Cinergy Services - $0. 2. With respect to the operation of the Cinergy system money pool during the Fourth Quarter 1998: (a) the average annual interest rate applicable to borrowings by participating companies was 5.24%; (b) the maximum principal amount of money pool borrowings incurred by the respective Applicants and outstanding at any time during the Fourth Quarter 1998 was as follows: (i) CG&E - $0.3 million, (ii) PSI - $147 million, (iii) ULH&P - $43.1 million, (iv) Lawrenceburg - $0.8 million, (v) West Harrison - $0, (vi) Miami - $0, (vii) Tri-State - $0, (viii) KO - $0, and (ix) Cinergy Services - $17.1 million; and (c) the maximum principal amount of funds loaned through the money pool by the respective Applicants and outstanding at any time during the Fourth Quarter 1998 was as follows: (i) Cinergy - $13.3 million, (ii) CG&E - $176.4 million, (iii) PSI - $31.2 million, (iv) ULH&P - $0, (v) Lawrenceburg - $0, (vi) West Harrison - $0, (vii) Miami - $0, (viii) Tri-State - $0, (ix) KO - $0, and (x) Cinergy Services - $26 million. 3. During the Fourth Quarter 1998, pursuant to the authorization granted in this docket, Cinergy issued 24 guarantees resulting in a net increase of $51.5 million. At the end of the Fourth Quarter 1998, Cinergy had guarantees outstanding in this docket totaling $294.15 million. S I G N A T U R E Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 10, 1999 CINERGY SERVICES, INC. By: /s/William L. Sheafer Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----