-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LGcBw2Y2o3nQpBz1MetOcX7dw5GBRE4B6f1h/y7KR2WcqjpMhmmFyd6EzpIJZckS 2X9gm0dDOx/je0oLvGM+IA== 0000899652-98-000093.txt : 19980529 0000899652-98-000093.hdr.sgml : 19980529 ACCESSION NUMBER: 0000899652-98-000093 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980528 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CINERGY CORP CENTRAL INDEX KEY: 0000899652 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 311385023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: SEC FILE NUMBER: 070-09011 FILM NUMBER: 98632681 BUSINESS ADDRESS: STREET 1: 139 E FOURTH ST CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5133812000 MAIL ADDRESS: STREET 1: 139 E FOURTH STREET CITY: CINCINATI STATE: OH ZIP: 45202 35-CERT 1 CERTIFICATE OF NOTIFICATION (RULE 24) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 In the Matter of Cinergy Corp., et al. File No. 70-9011 (Public Utility Holding Company Act of 1935, as amended (the "Act")) CERTIFICATE OF NOTIFICATION Cinergy Corp., a registered holding company ("Cinergy"), hereby submits the following information pursuant to rule 24 under the Act and the Commission's order dated March 23, 1998 in the above docket (HCAR No. 26848):/1/ 1. At March 31, 1998 Cinergy's "aggregate investment" and "consolidated retained earnings" (both as used in rule 53(a) under the Act) were approximately $546 million and $977 million, respectively. 2. Cinergy's aggregate investment at March 31, 1998 equated to approximately 9.00% of Cinergy's total capitalization, approximately 8.96% of Cinergy's net utility plant, approximately 6.07% of total consolidated assets, and approximately 9.39% of Cinergy's market capitalization (each at March 31, 1998). 3. At March 31, 1998 Cinergy consolidated debt/2/ comprised approximately 42.4% of total capitalization and consolidated common equity comprised approximately 57.6% of total capitalization. 4. At March 31, 1998 Cinergy's market-to-book ratio was 226%. Filed herewith as Exhibit A, pursuant to a request for confidential treatment under rule 104(b) under the Act, is certain information concerning growth in retained earnings, net income and revenues of Cinergy's Exempt Entities. S I G N A T U R E Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this document to be signed on its behalf by the undersigned thereunto duly authorized. Date: May 28, 1998 CINERGY CORP. By: /s/ David L. Wozny Assistant Comptroller ENDNOTES /1/ Any capitalized terms used but not defined herein have the respective meanings assigned thereto in HCAR No. 26848. /2/ For these purposes, "consolidated debt" consists of all cumulative preferred stock, long-term debt, long-term debt due within one year, notes payable and other short-term obligations, including any short-term debt and non-recourse debt of Exempt Entities to the extent normally consolidated under applicable financial reporting rules. -----END PRIVACY-ENHANCED MESSAGE-----