0001209191-20-013626.txt : 20200228
0001209191-20-013626.hdr.sgml : 20200228
20200228060055
ACCESSION NUMBER: 0001209191-20-013626
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200225
FILED AS OF DATE: 20200228
DATE AS OF CHANGE: 20200228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tross Stuart A
CENTRAL INDEX KEY: 0001589641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50865
FILM NUMBER: 20665488
MAIL ADDRESS:
STREET 1: ONE AMGEN CENTER DRIVE
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91320-1799
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANNKIND CORP
CENTRAL INDEX KEY: 0000899460
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 133607736
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30930 RUSSELL RANCH ROAD
STREET 2: SUITE 300
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 818-661-5000
MAIL ADDRESS:
STREET 1: 30930 RUSSELL RANCH ROAD
STREET 2: SUITE 300
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-25
0
0000899460
MANNKIND CORP
MNKD
0001589641
Tross Stuart A
30930 RUSSELL RANCH ROAD
SUITE 300
WESTLAKE VILLAGE
CA
91362
0
1
0
0
Chief People & Workpl Officer
Employee Stock Option (right to buy)
1.42
2020-02-25
4
A
0
28144
1.42
A
2020-02-25
2027-05-25
Stock Options
28144
28144
D
Employee Stock Option (right to buy)
2.70
2020-02-25
4
A
0
20000
2.70
A
2020-02-25
2027-02-16
Stock Options
20000
20000
D
On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.
On February 16, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.
/s/ Stuart Tross
2020-02-25