0001209191-18-045599.txt : 20180806
0001209191-18-045599.hdr.sgml : 20180806
20180806191630
ACCESSION NUMBER: 0001209191-18-045599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180802
FILED AS OF DATE: 20180806
DATE AS OF CHANGE: 20180806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castagna Michael
CENTRAL INDEX KEY: 0001674282
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50865
FILM NUMBER: 18995938
MAIL ADDRESS:
STREET 1: 25134 RYE CANYON LOOP
STREET 2: SUITE 300
CITY: VALENCIA
STATE: CA
ZIP: 91355
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANNKIND CORP
CENTRAL INDEX KEY: 0000899460
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 133607736
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30930 RUSSELL RANCH ROAD
STREET 2: SUITE 301
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 818-661-5000
MAIL ADDRESS:
STREET 1: 30930 RUSSELL RANCH ROAD
STREET 2: SUITE 301
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-02
0
0000899460
MANNKIND CORP
MNKD
0001674282
Castagna Michael
30930 RUSSELL RANCH ROAD
SUITE 301
WESTLAKE VILLAGE
CA
91362
1
1
0
0
Chief Executive Officer
Common Stock, $0.01 Par Value
2018-08-02
4
P
0
5000
1.31
A
68157
D
Employee Stock Option (right to buy)
4.55
2018-08-02
4
A
0
50000
4.55
A
2018-08-02
2026-05-19
Stock Options
50000
50000
D
Employee Stock Option (right to buy)
1.52
2018-08-02
4
A
0
57750
1.52
A
2018-08-02
2027-05-29
Stock Options
57750
57750
D
Employee Stock Option (right to buy)
1.42
2018-08-02
4
A
0
37525
1.42
A
2018-08-02
2027-05-25
Stock Options
37525
37525
D
The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period.
On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.
On May 29, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.
On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.
/s/ Michael Castagna
2018-08-06