0001209191-17-034778.txt : 20170523 0001209191-17-034778.hdr.sgml : 20170523 20170523210035 ACCESSION NUMBER: 0001209191-17-034778 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160225 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MANNKIND CORP CENTRAL INDEX KEY: 0000899460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133607736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25134 RYE CANYON LOOP STREET 2: SUITE 300 CITY: VALENCIA STATE: CA ZIP: 91355 BUSINESS PHONE: 6617755300 MAIL ADDRESS: STREET 1: 25134 RYE CANYON LOOP STREET 2: SUITE 300 CITY: VALENCIA STATE: CA ZIP: 91355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mann Group, LLC CENTRAL INDEX KEY: 0001678728 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 17865359 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 213-683-8790 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alfred E. Mann Living Trust CENTRAL INDEX KEY: 0001678706 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 17865360 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 213-683-8790 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD CITY: SYLMAR STATE: CA ZIP: 91342 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-02-25 0 0000899460 MANNKIND CORP MNKD 0001678706 Alfred E. Mann Living Trust 12744 SAN FERNANDO ROAD SYLMAR CA 91342 0 0 1 0 0001678728 Mann Group, LLC 12744 SAN FERNANDO ROAD SYLMAR CA 91342 0 0 1 0 Common Stock 8398187 D Common Stock 17930450 I See footnote Common Stock 805196 I See footnote Common Stock 481206 I See footnote Common Stock 2194 I See footnote Employee Stock Options (Right to Buy) 46.10 2017-08-15 Common Stock 16060 I See footnote Employee Stock Options (Right to Buy) 19.00 2017-08-26 Common Stock 86000 I See footnote Employee Stock Options (Right to Buy) 37.40 2017-08-26 Common Stock 32000 I See footnote Employee Stock Options (Right to Buy) 29.65 2017-08-26 Common Stock 43000 I See footnote Employee Stock Options (Right to Buy) 18.50 2017-08-26 Common Stock 43280 I See footnote Employee Stock Options (Right to Buy) 12.05 2017-08-26 Common Stock 75000 I See footnote Employee Stock Options (Right to Buy) 8.45 2017-08-26 Common Stock 200000 I See footnote Employee Stock Options (Right to Buy) 11.60 2017-08-26 Common Stock 72624 I See footnote Employee Stock Options (Right to Buy) 29.45 2017-08-26 Common Stock 25000 I See footnote Employee Stock Options (Right to Buy) 35.45 2017-08-26 Common Stock 17325 I See footnote Employee Stock Options (Right to Buy) 34.25 2017-08-26 Common Stock 120000 I See footnote Reflects securities beneficially owned as of February 25, 2016, as adjusted for the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017. Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC. Held of record by Biomed Partners, LLC. The Alfred E. Mann Living Trust is a managing member of Biomed Partners, LLC. Held of record by Biomed Partners II, LLC. The Alfred E. Mann Living Trust is a managing member of Biomed Partners II, LLC. Held of record by Mannco LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mannco LLC. The stock option is immediately exercisable. Represents the number of shares which were vested on February 25, 2016, the date of the death of the optionholder, Mr. Alfred E. Mann. The exercise price has been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017 Following the death of Alfred E. Mann, the securities are beneficially owned by the Alfred E. Mann Living Trust. /s/ Anoosheh Bostani and /s/ Michael S. Dreyer, Trustees of the Alfred E. Mann Living Trust 2017-05-22 /s/ Anoosheh Bostani and /s/ Michael S. Dreyer, Trustees of the Alfred E. Mann Living Trust, Manager of Mann Group, LLC 2017-05-22