0001209191-17-034778.txt : 20170523
0001209191-17-034778.hdr.sgml : 20170523
20170523210035
ACCESSION NUMBER: 0001209191-17-034778
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160225
FILED AS OF DATE: 20170523
DATE AS OF CHANGE: 20170523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANNKIND CORP
CENTRAL INDEX KEY: 0000899460
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 133607736
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25134 RYE CANYON LOOP
STREET 2: SUITE 300
CITY: VALENCIA
STATE: CA
ZIP: 91355
BUSINESS PHONE: 6617755300
MAIL ADDRESS:
STREET 1: 25134 RYE CANYON LOOP
STREET 2: SUITE 300
CITY: VALENCIA
STATE: CA
ZIP: 91355
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mann Group, LLC
CENTRAL INDEX KEY: 0001678728
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50865
FILM NUMBER: 17865359
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 213-683-8790
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD
CITY: SYLMAR
STATE: CA
ZIP: 91342
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alfred E. Mann Living Trust
CENTRAL INDEX KEY: 0001678706
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50865
FILM NUMBER: 17865360
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 213-683-8790
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD
CITY: SYLMAR
STATE: CA
ZIP: 91342
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2016-02-25
0
0000899460
MANNKIND CORP
MNKD
0001678706
Alfred E. Mann Living Trust
12744 SAN FERNANDO ROAD
SYLMAR
CA
91342
0
0
1
0
0001678728
Mann Group, LLC
12744 SAN FERNANDO ROAD
SYLMAR
CA
91342
0
0
1
0
Common Stock
8398187
D
Common Stock
17930450
I
See footnote
Common Stock
805196
I
See footnote
Common Stock
481206
I
See footnote
Common Stock
2194
I
See footnote
Employee Stock Options (Right to Buy)
46.10
2017-08-15
Common Stock
16060
I
See footnote
Employee Stock Options (Right to Buy)
19.00
2017-08-26
Common Stock
86000
I
See footnote
Employee Stock Options (Right to Buy)
37.40
2017-08-26
Common Stock
32000
I
See footnote
Employee Stock Options (Right to Buy)
29.65
2017-08-26
Common Stock
43000
I
See footnote
Employee Stock Options (Right to Buy)
18.50
2017-08-26
Common Stock
43280
I
See footnote
Employee Stock Options (Right to Buy)
12.05
2017-08-26
Common Stock
75000
I
See footnote
Employee Stock Options (Right to Buy)
8.45
2017-08-26
Common Stock
200000
I
See footnote
Employee Stock Options (Right to Buy)
11.60
2017-08-26
Common Stock
72624
I
See footnote
Employee Stock Options (Right to Buy)
29.45
2017-08-26
Common Stock
25000
I
See footnote
Employee Stock Options (Right to Buy)
35.45
2017-08-26
Common Stock
17325
I
See footnote
Employee Stock Options (Right to Buy)
34.25
2017-08-26
Common Stock
120000
I
See footnote
Reflects securities beneficially owned as of February 25, 2016, as adjusted for the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017.
Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.
Held of record by Biomed Partners, LLC. The Alfred E. Mann Living Trust is a managing member of Biomed Partners, LLC.
Held of record by Biomed Partners II, LLC. The Alfred E. Mann Living Trust is a managing member of Biomed Partners II, LLC.
Held of record by Mannco LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mannco LLC.
The stock option is immediately exercisable. Represents the number of shares which were vested on February 25, 2016, the date of the death of the optionholder, Mr. Alfred E. Mann.
The exercise price has been adjusted to reflect the 1-for-5 reverse stock split effected by the Issuer on March 2, 2017
Following the death of Alfred E. Mann, the securities are beneficially owned by the Alfred E. Mann Living Trust.
/s/ Anoosheh Bostani and /s/ Michael S. Dreyer, Trustees of the Alfred E. Mann Living Trust
2017-05-22
/s/ Anoosheh Bostani and /s/ Michael S. Dreyer, Trustees of the Alfred E. Mann Living Trust, Manager of Mann Group, LLC
2017-05-22