0001209191-17-021589.txt : 20170320 0001209191-17-021589.hdr.sgml : 20170320 20170320084333 ACCESSION NUMBER: 0001209191-17-021589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170320 DATE AS OF CHANGE: 20170320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MANNKIND CORP CENTRAL INDEX KEY: 0000899460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133607736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25134 RYE CANYON LOOP STREET 2: SUITE 300 CITY: VALENCIA STATE: CA ZIP: 91355 BUSINESS PHONE: 6617755300 MAIL ADDRESS: STREET 1: 25134 RYE CANYON LOOP STREET 2: SUITE 300 CITY: VALENCIA STATE: CA ZIP: 91355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tross Stuart A CENTRAL INDEX KEY: 0001589641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50865 FILM NUMBER: 17700142 MAIL ADDRESS: STREET 1: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320-1799 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-16 0 0000899460 MANNKIND CORP MNKD 0001589641 Tross Stuart A 25134 RYE CANYON LOOP VALENCIA CA 91355 0 1 0 0 Corp VP, Chief People Officer Common Stock, Par $0.01 2017-02-16 4 A 0 100000 0.00 A 100000 D Employee Stock Option (right to buy) 0.54 2017-02-16 4 A 0 400000 0.54 A 2016-12-23 2026-12-23 Stock Options 400000 400000 D Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year anniversary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date. 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. /s/ Stuart A. Tross 2017-03-17