As filed with the Securities and Exchange Commission on January 5, 2012
Registration No. 333-92185
Registration No. 333-51286
Registration No. 333-65712
Registration No. 333-101219
Registration No. 333-106860
Registration No. 333-121216
Registration No. 333-130670
Registration No. 333-136555
Registration No. 333-148088
Registration No. 333-156111
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-92185
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-51286
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-65712
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-101219
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-106860
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-121216
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-130670
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-136555
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-148088
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT NO. 333-156111
UNDER
THE SECURITIES ACT OF 1933
HARBOR BIOSCIENCES, INC.
(Exact name of registrant as specified in its charter)
Delaware | 13-3697002 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification Number) |
9191 Towne Centre Drive, Suite 409
San Diego, California 92122
(Address of Principal Executive Offices and Zip Code)
1997 Incentive Stock Option Plan
Hollis-Eden Pharmaceuticals, Inc. Discretionary Contribution Plan
2005 Equity Incentive Plan
2005 Non-Employee Directors Equity Incentive Plan
Amended 401(k) Plan
(Full titles of the plans)
Robert W. Weber
Chief Financial Officer and Secretary
Harbor BioSciences, Inc.
9191 Towne Centre Drive, Suite 409
San Diego, California 92122
(Name and address of agent for service)
(858) 587-9333
(Telephone number, including area code, of agent for service)
Copies to:
Michael J. Brown, Esq.
Ryan C. Wilkins, Esq.
Stradling Yocca Carlson & Rauth
4365 Executive Drive, Suite 1500
San Diego, California 92121
(858) 926-3000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer, and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ¨ | Accelerated filer | ¨ | |||
Non-accelerated filer | ¨ | Smaller reporting company | x |
TERMINATION OF REGISTRATION
These post-effective amendments (the Post-Effective Amendments) relate to the following Registration Statements on Forms S-8 (collectively, the Registration Statements) filed by Harbor BioSciences, Inc. (the Registrant) with the Securities and Exchange Commission (the Commission):
| Registration No. 333-92185 filed on Form S-8 on December 6, 1999, registering (i) 2,199,834 shares of the Registrants Common Stock, par value $0.01 per share (Common Stock) under the 1997 Incentive Stock Option Plan, (ii) 50,000 of the Registrants Common Stock under the Hollis-Eden Pharmaceuticals, Inc. Discretionary Contribution Plan and (iii) 300,000 shares of the Registrants Common Stock underlying options granted outside the 1997 Incentive Stock Option Plan; |
| Registration No. 333-51286 filed on Form S-8 on December 5, 2000, registering 500,000 shares of the Registrants Common Stock under the 1997 Incentive Stock Option Plan; |
| Registration No. 333-65712 filed on Form S-8 on July 24, 2001, registering (i) 500,000 shares of the Registrants Common Stock under the 1997 Incentive Stock Option Plan and (ii) 100,000 shares of the Registrants Common Stock under the Hollis-Eden Pharmaceuticals, Inc. Discretionary Contribution Plan; |
| Registration No. 333-101219 filed on Form S-8 on November 15, 2002, registering 500,000 shares of the Registrants Common Stock under the 1997 Incentive Stock Option Plan; |
| Registration No. 333-106860 filed on Form S-8 on July 7, 2003, registering 650,000 shares of the Registrants Common Stock under the 1997 Incentive Stock Option Plan; |
| Registration No. 333-121216 filed on Form S-8 on December 13, 2004, registering 750,000 shares of the Registrants Common Stock under the 1997 Incentive Stock Option Plan; |
| Registration No. 333-130670 filed on Form S-8 on December 23, 2005, registering (i) 450,000 shares of the Registrants Common Stock under the 2005 Equity Incentive Plan, (ii) 150,000 shares of the Registrants Common Stock under the 2005 Non-Employee Directors Equity Incentive Plan, (iii) 100,000 shares of the Registrants Common Stock under the Amended 401(k) Plan and (iv) 197,500 shares of the Registrants Common Stock underlying options granted outside of the 1997 Incentive Stock Option Plan and the 2005 Equity Incentive Plan; |
| Registration No. 333-136555 filed on Form S-8 on August 11, 2006, registering (i) 500,000 shares of the Registrants Common Stock under the 2005 Equity Incentive Plan and (ii) 150,000 shares of the Registrants Common Stock under the 2005 Non-Employee Directors Equity Incentive Plan; |
| Registration No. 333-148088 filed on Form S-8 on December 14, 2007, registering (i) 1,500,000 shares of Common Stock under the 2005 Equity Incentive Plan and (ii) 150,000 shares of the Registrants Common Stock under the 2005 Non-Employee Directors Equity Incentive Plan; and |
| Registration No. 333-156111 filed on Form S-8 on December 12, 2008, registering (i) 800,000 shares of Common Stock under the 2005 Equity Incentive Plan and (ii) 150,000 shares of the Registrants Common Stock under the 2005 Non-Employee Directors Equity Incentive Plan. |
The Registrant deregistered its Common Stock under Section 12(g) of the Securities Exchange Act of 1934, as amended, through the filing of a Form 15 with the Commission on August 15, 2011. In connection with the Form 15 filing and in accordance with an undertaking made by the Registrant in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities that had been registered for issuance that remain unsold at the termination of the offering, the Registrant is hereby deregistering the remaining securities registered but unsold under the Registration Statements as of the date of these Post-Effective Amendments.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on January 5, 2012.
HARBOR BIOSCIENCES, INC. | ||
By: | /s/ Robert W. Weber | |
Robert W. Weber | ||
Chief Financial Officer and Secretary |
Pursuant to the requirements of the Securities Act of 1933, these Post-Effective Amendments to the Registration Statements have been signed by the following persons in the capacities and on the date indicated.
Signature |
Title |
Date | ||
/s/ James M. Frincke James M. Frincke |
President, Chief Executive Officer and Director (Principal Executive Officer) |
January 5, 2012 | ||
/s/ Robert W. Weber Robert W. Weber |
Chief Financial Officer and Secretary (Principal Financial Officer and Principal Accounting Officer) |
January 5, 2012 | ||
* Salvatore J. Zizza |
Chairman of the Board | January 5, 2012 | ||
* Richard A. Bartlett |
Director | January 5, 2012 | ||
* Jerome M. Hauer |
Director | January 5, 2012 | ||
* Marc R. Sarni |
Director | January 5, 2012 | ||
* Jerry M. Seslowe |
Director | January 5, 2012 | ||
* John C. Shaw |
Director | January 5, 2012 |
* By: |
/s/ Robert W. Weber |
January 5, 2012 | ||||
Robert W. Weber Attorney-in-Fact (Pursuant to a Power of Attorney) |
EXHIBIT INDEX
Exhibit |
Exhibit | |
24.1 | Power of Attorney. |
Exhibit 24.1
POWER OF ATTORNEY
Each of the undersigned hereby constitutes and appoints Robert W. Weber as the undersigneds true and lawful attorney-in-fact to:
(1) execute for and on behalf of each of the undersigned any and all of the following amendments to registration statements and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission (the SEC):
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-56155; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-56157; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-69725; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-69727; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-72853; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-92179; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-96181; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-34180; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-51284; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-75860; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-83372; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-101221; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-103831 |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-103851; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-105378; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-106835; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-113644; |
| Post-Effective Amendment No. 2 to Form S-3 Registration Statement No. 333-126458; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-135095; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-136554; |
| Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-163936; |
| Post-Effective Amendment No. 3 to Form S-4 Registration Statement No. 333-18725; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-92185; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-51286; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-65712; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-101219; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-106860; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-121216; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-130670; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-136555; |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148088; and |
| Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-156111; |
(2) do and perform any and all acts for and on behalf of each of the undersigned which may be necessary or desirable to enable Harbor BioSciences, Inc. to comply with the Securities Act of 1933, as amended, and any rules, regulations and requirements of the SEC in connection with any such documentation; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, each of the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of each of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-facts discretion.
Each of the undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as each of the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-facts substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.
This Power of Attorney shall remain in full force and effect until the attorney-in-fact is no longer required to execute any such documentation and do and perform any such acts related thereto, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.
IN WITNESS WHEREOF, each of the undersigned has caused this Power of Attorney to be executed as of this 23rd day of November, 2011.
/s/ Salvatore J. Zizza | /s/ Richard A. Bartlett | |||
Salvatore J. Zizza | Richard A. Bartlett | |||
/s/ Jerome M. Hauer | /s/ Marc R. Sarni | |||
Jerome M. Hauer | Marc R. Sarni | |||
/s/ Jerry M. Seslowe | /s/ John C. Shaw | |||
Jerry M. Seslowe | John C. Shaw |