0001181431-11-046528.txt : 20110822 0001181431-11-046528.hdr.sgml : 20110822 20110822215045 ACCESSION NUMBER: 0001181431-11-046528 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110811 FILED AS OF DATE: 20110822 DATE AS OF CHANGE: 20110822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bartlett Richard A CENTRAL INDEX KEY: 0001339902 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34584 FILM NUMBER: 111051014 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harbor BioSciences, Inc. CENTRAL INDEX KEY: 0000899394 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133697002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9171 TOWNE CENTRE DRIVE STREET 2: SUITE 180 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-587-9333 MAIL ADDRESS: STREET 1: 9171 TOWNE CENTRE DRIVE STREET 2: SUITE 180 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: HOLLIS EDEN PHARMACEUTICALS INC /DE/ DATE OF NAME CHANGE: 19970410 FORMER COMPANY: FORMER CONFORMED NAME: INITIAL ACQUISITION CORP DATE OF NAME CHANGE: 19930329 3 1 rrd320479.xml FORM 3 X0204 3 2011-08-11 0 0000899394 Harbor BioSciences, Inc. HRBR.PK 0001339902 Bartlett Richard A C/O RESOURCE HOLDINGS, LTD. 520 MADISON AVENUE, 33RD FLOOR NEW YORK NY 10022 1 0 0 0 Series A Preferred Stock Common Stock 14000000 I By Amun LLC Under certain limited circumstances outside the control of Amun LLC, one share of the Series A Preferred Stock becomes convertible into seven shares of Common Stock. This conversion feature has no expiration date. The reporting person may be deemed to be a beneficial owner of the Series A Preferred Stock owned by Amun LLC due to their shared control of Amun LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Richard A. Bartlett 2011-08-22 EX-24.1 2 rrd287306_324271.htm POWER OF ATTORNEY rrd287306_324271.html 
                                POWER OF ATTORNEY
                       FOR SEC FILINGS ON FORMS 3, 4 AND 5
                           IN RESPECT OF SECURITIES OF
                            HARBOR BIOSCIENCES, INC.

        The undersigned hereby constitutes and appoints Robert W. Weber, as his
true and lawful attorney-in-fact and agent, with full power of substitution and
resubstitution for her in her name and stead in any and all capacities, to sign
and file for and on her behalf, in respect of any acquisition, disposition or
other change in ownership of any shares of voting securities of Harbor
BioSciences, Inc. (the "Company"), the following:

(i)     any Initial Statement of Beneficial Ownership of Securities on Form 3 to
be filed with the Securities and Exchange Commission;
(ii)    any Statement of Changes of Beneficial Ownership of Securities on Form 4
to be filed with the Securities and Exchange Commission;
(iii)   any Annual Statement of Beneficial Ownership of Securities on Form 5 to
be filed with the Securities and Exchange Commission; and
(iv)    any and all agreements, certificates, receipts, or other documents in
connection therewith.

        The undersigned hereby gives full power and authority to the
attorney-in-fact to seek and obtain as the undersigned's representative and on
the undersigned's behalf, information on transactions in the Company's
securities from any third party, including brokers, employee benefit plan
administrators and trustees, and the undersigned hereby authorizes any such
person to release such information to the undersigned and approves and ratifies
any such release of information.

        The undersigned hereby grants unto such attorney-in-fact and agent full
power and authority to do and perform each and every act and thing requisite and
necessary in connection with such matters and hereby ratifies and confirms all
that any such attorney-in-fact and agent or substitute may do or cause to be
done by virtue hereof.

The undersigned acknowledges that:

(i)     neither the Company nor such attorney-in-fact assumes (i) any liability
for the undersigned's responsibility to comply with the requirement of the
Exchange Act,
(ii)    any liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(iii)   this Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under the
Exchange Act, including without limitation the reporting requirements under
Section 16 of the Exchange Act.

        This Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to such
attorney-in-fact.

        IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney.

Date: August 22, 2011                   /s/ Richard A. Bartlett
                                        ----------------------------------------
                                        Richard A. Bartlett