-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OYQtvGrJbuJIy3jZ8C2EPvmJaLbk260tqRoL0umSd8KK+G8+1wNC3vZFlkhmkSMq u2p/dPJklpbkeTbx41hBwQ== 0001181431-08-008588.txt : 20080207 0001181431-08-008588.hdr.sgml : 20080207 20080207195918 ACCESSION NUMBER: 0001181431-08-008588 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080201 FILED AS OF DATE: 20080207 DATE AS OF CHANGE: 20080207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STICKNEY DWIGHT CENTRAL INDEX KEY: 0001239659 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24672 FILM NUMBER: 08586574 MAIL ADDRESS: STREET 1: C/O HOLLIS-EDEN PHARMACEUTICALS STREET 2: 4435 EASTGATE MALL STE.400 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLIS EDEN PHARMACEUTICALS INC /DE/ CENTRAL INDEX KEY: 0000899394 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133697002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4435 EASTGATE MALL STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-587-9333 MAIL ADDRESS: STREET 1: 4435 EASTGATE MALL STREET 2: SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: INITIAL ACQUISITION CORP DATE OF NAME CHANGE: 19930329 3 1 rrd193817.xml FORM 3 FEBRUARY 2008 X0202 3 2008-02-01 0 0000899394 HOLLIS EDEN PHARMACEUTICALS INC /DE/ HEPH 0001239659 STICKNEY DWIGHT 4435 EASTGATE MALL SUITE 400 SAN DIEGO CA 92121 0 1 0 0 Chief Medical Officer Common Stock 11673 D Stock Options (Right to Buy) 11.81 2000-06-23 2010-06-22 Common Stock 50000 D Stock Options (Right to Buy) 6.90 2001-05-29 2011-05-28 Common Stock 36000 D Stock Options (Right to Buy) 9.91 2002-01-09 2012-01-08 Common Stock 12500 D Stock Options (Right to Buy) 5.29 2003-02-26 2013-02-25 Common Stock 12500 D Stock Options (Right to Buy) 12.25 2003-06-25 2013-06-23 Common Stock 10000 D Stock Options (Right to Buy) 12.2 2003-06-26 2013-06-25 Common Stock 1000 D Stock Options (Right to Buy) 14.97 2004-01-16 2014-01-15 Common Stock 28000 D Stock Options (Right to Buy) 10.69 2004-12-03 2009-12-02 Common Stock 6000 D Stock Options (Right to Buy) 10.75 2005-02-11 2015-02-10 Common Stock 19500 D Stock Options (Right to Buy) 5.43 2006-12-11 2016-12-11 Common Stock 25000 D Stock Options (Right to Buy) 6.2 2006-02-13 2016-02-12 Common Stock 11250 D Stock Options (Right to Buy) 1.66 2007-08-01 2017-07-31 Common Stock 100000 D Stock Options (Right to Buy) 1.62 2008-01-17 2018-01-16 Common Stock 25000 D Includes 3,750 shares granted as a restricted stock award under the Issuer's 2005 Equity Incentive Plan, and 6,923 shares acquired to date by the reporting person under the Issuer's 401(k) Plan. The information in this report is based on a plan statement dated as of December 31, 2007. One-fourth of the shares subject to such option vest and become exercisable on 05/01/2001, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 05/01/2002, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 01/09/2003, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 02/26/2004, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 06/25/2004, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. Fully vested and exercisable upon grant. One-fourth of the shares subject to such option vest and become exercisable on 01/16/2005, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 02/11/2006, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 12/11/2007, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 02/13/2007, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. One-third of the shares subject to such option vest and become exercisable on 08/01/2008, and the remaining shares vest in 24 equal monthly installments thereafter based on continued employment and/or service with the Company. One-fourth of the shares subject to such option vest and become exercisable on 01/17/2009, and the remaining shares vest in 36 equal monthly installments thereafter based on continued employment and/or service with the Company. Robert W. Weber, Attorney-in-Fact 2008-02-07 -----END PRIVACY-ENHANCED MESSAGE-----