0000919574-13-005535.txt : 20130916
0000919574-13-005535.hdr.sgml : 20130916
20130916165826
ACCESSION NUMBER: 0000919574-13-005535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130912
FILED AS OF DATE: 20130916
DATE AS OF CHANGE: 20130916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OPTI INC
CENTRAL INDEX KEY: 0000899297
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770220697
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3430 WEST BAYSHORE ROAD
STREET 2: SUITE 103
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 6502138550
MAIL ADDRESS:
STREET 1: 3430 WEST BAYSHORE ROAD
STREET 2: SUITE 103
CITY: PALO ALTO
STATE: CA
ZIP: 94303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SM Investors II, L.P.
CENTRAL INDEX KEY: 0001173632
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21422
FILM NUMBER: 131099356
BUSINESS ADDRESS:
STREET 1: 509 MADISON AVENUE, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 297-2555
MAIL ADDRESS:
STREET 1: 509 MADISON AVENUE, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: SM INVESTORS II LP
DATE OF NAME CHANGE: 20020516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SALVATORE MUOIO
CENTRAL INDEX KEY: 0001259267
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21422
FILM NUMBER: 131099357
MAIL ADDRESS:
STREET 1: C/O S. MUOIO & CO. LLC
STREET 2: 509 MADISON AVENUE SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: S. MUOIO & CO. LLC
CENTRAL INDEX KEY: 0001138996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21422
FILM NUMBER: 131099358
BUSINESS ADDRESS:
STREET 1: 509 MADISON AVE SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-297-2555
MAIL ADDRESS:
STREET 1: 509 MADISON AVENUE
STREET 2: SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: S MUOIO & CO LLC
DATE OF NAME CHANGE: 20010420
4
1
p1413845.xml
OWNERSHIP DOCUMENT
X0306
4
2013-09-12
0
0000899297
OPTI INC
OPTI.OB
0001138996
S. MUOIO & CO. LLC
509 MADISON AVENUE
SUITE 406
NEW YORK
NY
10022
0
0
1
0
0001259267
SALVATORE MUOIO
C/O S. MUOIO & CO. LLC
509 MADISON AVENUE, SUITE 406
NEW YORK
NY
10022
1
0
1
0
0001173632
SM Investors II, L.P.
C/O S. MUOIO & CO. LLC
509 MADISON AVENUE, SUITE 406
NEW YORK
NY
10022
0
0
1
0
Common Stock
2013-09-12
4
P
0
400
.53
A
3496278
D
Common Stock
5995478
I
See Footnote
Common Stock
2013-09-16
4
P
0
2279
.53
A
3498557
D
Common Stock
5997757
I
See Footnote
These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.
+ Each of the Reporting Persons and the joint filers (individually, each a "Reporting Person" and collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
S. Muoio & Co. LLC (+), By: /s/ Salvatore Muoio, Managing Member
2013-09-16
/s/ Salvatore Muoio (+)
2013-09-16
SM Investors II, L.P., By: S. Muoio & Co. LLC, its general partner, By: /s/ Salvatore Muoio, Managing Member
2013-09-16