-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MLdYCWgP98yoDndYmH00DJhdSmEMW/2eu1F3WjuOpe2SSqUij+Yox/73OGEAtTc0 i1TjgtpwvIUn/G0NerWHCA== 0001092306-05-000284.txt : 20050611 0001092306-05-000284.hdr.sgml : 20050611 20050527170602 ACCESSION NUMBER: 0001092306-05-000284 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20050527 DATE AS OF CHANGE: 20050527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DHB INDUSTRIES INC CENTRAL INDEX KEY: 0000899166 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 113129361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 WESTBURY AVE CITY: CARLE PLACE STATE: NY ZIP: 11514 BUSINESS PHONE: 5169971155 MAIL ADDRESS: STREET 1: 555 WESTBURY AVE CITY: CARLE PLACE STATE: NY ZIP: 11514 FORMER COMPANY: FORMER CONFORMED NAME: DHB CAPITAL GROUP INC /DE/ DATE OF NAME CHANGE: 19960518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS DAVID H CENTRAL INDEX KEY: 0001176028 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13112 FILM NUMBER: 05864754 BUSINESS ADDRESS: BUSINESS PHONE: 5169971155 MAIL ADDRESS: STREET 1: 555 OLD WESTBURY AVE CITY: CARLE PLACE STATE: NY ZIP: 11514 4/A 1 brooks4a_ex.xml X0202 4/A 2004-11-29 2004-12-01 0 0000899166 DHB INDUSTRIES INC DHB 0001176028 BROOKS DAVID H 555 OLD WESTBURY AVE CARLE PLACE NY 11514 1 1 1 0 CEO Common Stock, $0.001 par value 2004-11-29 4 X 0 3669756 A 9853904 D Common Stock, $0.001 par value 2004-11-29 4 S 0 700000 18.9 D 6153904 D Common Stock, $0.001 par value 3057292 I By spouse Common Stock, $0.001 par value 2004-11-29 4 S 0 3000000 18.9 D 0 I By S-Corporations, the stock of which is held by Mr. Brooks' spouse as custodian for his children Warrant 3.25 2004-11-29 4 J 0 25000 D 1999-03-19 2009-03-19 Common Stock 20962 3900000 D Warrant 7.11 2004-11-29 4 J 0 25000 D 2002-04-09 2007-04-09 Common Stock 16166 3875000 D Warrant 1 2004-11-29 4 J 0 3750000 D 2000-07-01 2010-07-01 Common Stock 3563617 125000 D Warrant 2 2004-11-29 4 J 0 25000 D 2001-05-31 2006-05-31 Common Stock 22515 100000 D Warrant 1.41 2004-11-29 4 J 0 50000 D 2003-01-15 2008-01-15 Common Stock 46496 50000 D Cashless exercise of 3,875,000 warrants, based upon the average close for the prior five days of 20.12. 3,875,000 warrants were exercised resulting in 3,669,756 shares which were subsequently sold at market price of $18.90 per share as reported in Table 1 above. The Form 4, filed on December 1, 2004 and to which this amendment relates, incorrectly identified the 3,000,000 shares owned by the S-Corporations (referenced in Table I above) as being owned "directly" by Mr. Brooks. Prior Form 4s listed the same shares as being owned "indirectly" by Mr. Brooks. This amendment clarifies that Mr. Brooks' beneficial ownership of the shares held by the S-Corporation was "indirect." /s/ DAVID H. BROOKS 2005-05-19 -----END PRIVACY-ENHANCED MESSAGE-----