-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVN0pzCr6RUMj505a/M5Tp+jPOuDv6DsLEZ5+BT0zuzMoFmJYGddOkbF6HLld9D7 W8ZKx/tw/nAhPivXgmfoqw== 0001092306-04-000903.txt : 20041201 0001092306-04-000903.hdr.sgml : 20041201 20041201141416 ACCESSION NUMBER: 0001092306-04-000903 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS DAVID H CENTRAL INDEX KEY: 0001176028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13112 FILM NUMBER: 041176896 BUSINESS ADDRESS: BUSINESS PHONE: 5169971155 MAIL ADDRESS: STREET 1: 555 OLD WESTBURY AVE CITY: CARLE PLACE STATE: NY ZIP: 11514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DHB INDUSTRIES INC CENTRAL INDEX KEY: 0000899166 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 113129361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 WESTBURY AVE CITY: CARLE PLACE STATE: NY ZIP: 11514 BUSINESS PHONE: 5169971155 MAIL ADDRESS: STREET 1: 555 WESTBURY AVE CITY: CARLE PLACE STATE: NY ZIP: 11514 FORMER COMPANY: FORMER CONFORMED NAME: DHB CAPITAL GROUP INC /DE/ DATE OF NAME CHANGE: 19960518 4 1 form4_ex.xml X0202 4 2004-11-29 0 0000899166 DHB INDUSTRIES INC DHB 0001176028 BROOKS DAVID H 400 POST AVE. STE 303 WESTBURY NY 11590 1 1 1 0 CEO Common Stock, $.001 par value 2004-11-29 4 X 0 3669756 A 12853904 D Common Stock, $0.001 par value 2004-11-29 4 S 0 3700000 18.90 D 9153904 D Common Stock, $.001 par value 3057292 I By Spouse Warrant 3.25 2004-11-29 4 J 0 25000 D 1999-03-19 2009-03-19 Common Stock 20962 3900000 D Warrant 7.11 2004-11-29 4 J 0 25000 D 2002-04-09 2007-04-09 Common Stock 16166 3875000 D Warrant 1.00 2004-11-29 4 J 0 3750000 D 2000-07-01 2010-07-01 Common Stock 3563617 125000 D Warrant 2.00 2004-11-29 4 J 0 25000 D 2001-05-31 2006-05-31 Common Stock 22515 100000 D Warrant 1.41 2004-11-29 4 J 0 50000 D 2003-01-15 2008-01-15 Common Stock 46496 50000 D Cashless exercise of 5 warrants, based upon the average close for the prior five days of 20.12. 3,875,000 warrants were exercised resulting in 3,669,756 shares which were subsequently sold at market price of $18.90 per share as reported in Table 1 above. /s/ DAVID H. BROOKS 2004-11-29 -----END PRIVACY-ENHANCED MESSAGE-----