Director Record:
1 |
a. Full Name | Ronald E. Toupin, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22715 |
File Number Record:
2 |
File Number Record: | 811-22946 |
File Number Record:
3 |
File Number Record: | 811-02753 |
File Number Record:
4 |
File Number Record: | 811-21982 |
File Number Record:
5 |
File Number Record: | 811-21652 |
File Number Record:
6 |
File Number Record: | 811-22437 |
File Number Record:
7 |
File Number Record: | 811-23057 |
File Number Record:
8 |
File Number Record: | 811-08821 |
File Number Record:
9 |
File Number Record: | 811-01136 |
File Number Record:
10 |
File Number Record: | 811-22309 |
File Number Record:
11 |
File Number Record: | 811-21681 |
File Number Record:
12 |
File Number Record: | 811-09525 |
Director Record:
2 |
a. Full Name | Thomas F. Lydon, Jr. |
b. CRD number, if any | 001099080 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22715 |
File Number Record:
2 |
File Number Record: | 811-22946 |
File Number Record:
3 |
File Number Record: | 811-21982 |
File Number Record:
4 |
File Number Record: | 811-22309 |
File Number Record:
5 |
File Number Record: | 811-01136 |
File Number Record:
6 |
File Number Record: | 811-08821 |
File Number Record:
7 |
File Number Record: | 811-02753 |
File Number Record:
8 |
File Number Record: | 811-09525 |
File Number Record:
9 |
File Number Record: | 811-21652 |
File Number Record:
10 |
File Number Record: | 811-21681 |
File Number Record:
11 |
File Number Record: | 811-22437 |
File Number Record:
12 |
File Number Record: | 811-23057 |
Director Record:
3 |
a. Full Name | Sandra G. Sponem |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21145 |
File Number Record:
2 |
File Number Record: | 811-02753 |
File Number Record:
3 |
File Number Record: | 811-21681 |
File Number Record:
4 |
File Number Record: | 811-08839 |
File Number Record:
5 |
File Number Record: | 811-08821 |
File Number Record:
6 |
File Number Record: | 811-09525 |
File Number Record:
7 |
File Number Record: | 811-01136 |
File Number Record:
8 |
File Number Record: | 811-22946 |
File Number Record:
9 |
File Number Record: | 811-21652 |
File Number Record:
10 |
File Number Record: | 811-22437 |
File Number Record:
11 |
File Number Record: | 811-22309 |
File Number Record:
12 |
File Number Record: | 811-22705 |
File Number Record:
13 |
File Number Record: | 811-23057 |
File Number Record:
14 |
File Number Record: | 811-22715 |
File Number Record:
15 |
File Number Record: | 811-22542 |
File Number Record:
16 |
File Number Record: | 811-21982 |
Director Record:
4 |
a. Full Name | Amy J. Lee |
b. CRD number, if any | 001161869 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-01136 |
File Number Record:
2 |
File Number Record: | 811-23057 |
File Number Record:
3 |
File Number Record: | 811-21652 |
File Number Record:
4 |
File Number Record: | 811-08821 |
File Number Record:
5 |
File Number Record: | 811-02753 |
File Number Record:
6 |
File Number Record: | 811-22715 |
File Number Record:
7 |
File Number Record: | 811-22946 |
File Number Record:
8 |
File Number Record: | 811-22309 |
File Number Record:
9 |
File Number Record: | 811-22437 |
File Number Record:
10 |
File Number Record: | 811-21681 |
File Number Record:
11 |
File Number Record: | 811-09525 |
File Number Record:
12 |
File Number Record: | 811-21982 |
Director Record:
5 |
a. Full Name | Roman Friedrich III |
b. CRD number, if any | 001010773 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21681 |
File Number Record:
2 |
File Number Record: | 811-22946 |
File Number Record:
3 |
File Number Record: | 811-09525 |
File Number Record:
4 |
File Number Record: | 811-22309 |
File Number Record:
5 |
File Number Record: | 811-08821 |
File Number Record:
6 |
File Number Record: | 811-02753 |
File Number Record:
7 |
File Number Record: | 811-21982 |
File Number Record:
8 |
File Number Record: | 811-23057 |
File Number Record:
9 |
File Number Record: | 811-22437 |
File Number Record:
10 |
File Number Record: | 811-01136 |
File Number Record:
11 |
File Number Record: | 811-21652 |
File Number Record:
12 |
File Number Record: | 811-22715 |
Director Record:
6 |
a. Full Name | Ronald A. Nyberg |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21309 |
File Number Record:
2 |
File Number Record: | 811-21652 |
File Number Record:
3 |
File Number Record: | 811-22715 |
File Number Record:
4 |
File Number Record: | 811-09525 |
File Number Record:
5 |
File Number Record: | 811-02753 |
File Number Record:
6 |
File Number Record: | 811-08821 |
File Number Record:
7 |
File Number Record: | 811-01136 |
File Number Record:
8 |
File Number Record: | 811-23057 |
File Number Record:
9 |
File Number Record: | 811-22309 |
File Number Record:
10 |
File Number Record: | 811-21681 |
File Number Record:
11 |
File Number Record: | 811-22946 |
File Number Record:
12 |
File Number Record: | 811-21982 |
File Number Record:
13 |
File Number Record: | 811-22437 |
File Number Record:
14 |
File Number Record: | 811-23308 |
Director Record:
7 |
a. Full Name | Donald A. Chubb, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21681 |
File Number Record:
2 |
File Number Record: | 811-21982 |
File Number Record:
3 |
File Number Record: | 811-09525 |
File Number Record:
4 |
File Number Record: | 811-22946 |
File Number Record:
5 |
File Number Record: | 811-08821 |
File Number Record:
6 |
File Number Record: | 811-22309 |
File Number Record:
7 |
File Number Record: | 811-02753 |
File Number Record:
8 |
File Number Record: | 811-22715 |
File Number Record:
9 |
File Number Record: | 811-01136 |
File Number Record:
10 |
File Number Record: | 811-23057 |
File Number Record:
11 |
File Number Record: | 811-21652 |
File Number Record:
12 |
File Number Record: | 811-22437 |
Director Record:
8 |
a. Full Name | Randall C. Barnes |
b. CRD number, if any | 004411270 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-21681 |
File Number Record:
2 |
File Number Record: | 811-21982 |
File Number Record:
3 |
File Number Record: | 811-01136 |
File Number Record:
4 |
File Number Record: | 811-22437 |
File Number Record:
5 |
File Number Record: | 811-02753 |
File Number Record:
6 |
File Number Record: | 811-22715 |
File Number Record:
7 |
File Number Record: | 811-21309 |
File Number Record:
8 |
File Number Record: | 811-21652 |
File Number Record:
9 |
File Number Record: | 811-22309 |
File Number Record:
10 |
File Number Record: | 811-09525 |
File Number Record:
11 |
File Number Record: | 811-22946 |
File Number Record:
12 |
File Number Record: | 811-23057 |
File Number Record:
13 |
File Number Record: | 811-08821 |
Director Record:
9 |
a. Full Name | Jerry B. Farley |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-01136 |
File Number Record:
2 |
File Number Record: | 811-22437 |
File Number Record:
3 |
File Number Record: | 811-21652 |
File Number Record:
4 |
File Number Record: | 811-22946 |
File Number Record:
5 |
File Number Record: | 811-02753 |
File Number Record:
6 |
File Number Record: | 811-22309 |
File Number Record:
7 |
File Number Record: | 811-21982 |
File Number Record:
8 |
File Number Record: | 811-21681 |
File Number Record:
9 |
File Number Record: | 811-08821 |
File Number Record:
10 |
File Number Record: | 811-22715 |
File Number Record:
11 |
File Number Record: | 811-23057 |
File Number Record:
12 |
File Number Record: | 811-09525 |
Director Record:
10 |
a. Full Name | Angela Brock-Kyle |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-09525 |
File Number Record:
2 |
File Number Record: | 811-01136 |
File Number Record:
3 |
File Number Record: | 811-22437 |
File Number Record:
4 |
File Number Record: | 811-22715 |
File Number Record:
5 |
File Number Record: | 811-23057 |
File Number Record:
6 |
File Number Record: | 811-21982 |
File Number Record:
7 |
File Number Record: | 811-08821 |
File Number Record:
8 |
File Number Record: | 811-02753 |
File Number Record:
9 |
File Number Record: | 811-21652 |
File Number Record:
10 |
File Number Record: | 811-21681 |
File Number Record:
11 |
File Number Record: | 811-22309 |
File Number Record:
12 |
File Number Record: | 811-22946 |
Were any matters submitted by the
Registrant for
its
security
holders' vote during the reporting
period?
|
Yes
No
|
a. If yes, and to the extent the response relates
only to certain series of the Registrant,
indicate the series
involved:
|
Security Matter Series info Record:
1 |
1. Series name | Inverse Mid-Cap Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
2 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
3 |
1. Series name | Inverse Government Long Bond Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
4 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
5 |
1. Series name | Inverse Emerging Markets 2x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
6 |
1. Series name | Russell 2000 1.5x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
7 |
1. Series name | Dow Jones Industrial Average Fund |
2. Series identification number | |
Security Matter Series info Record:
8 |
1. Series name | Strengthening Dollar 2x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
9 |
1. Series name | Government Long Bond 1.2x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
10 |
1. Series name | Europe 1.25x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
11 |
1. Series name | U.S. Government Money Market Fund |
2. Series identification number | |
Security Matter Series info Record:
12 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
13 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
14 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
15 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
16 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
17 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
18 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
19 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
20 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
21 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
22 |
1. Series name | Inverse NASDAQ-100 Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
23 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
24 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
25 |
1. Series name | Monthly Rebalance NASDAQ-100 2x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
26 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
27 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
28 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
29 |
1. Series name | Inverse S&P 500 Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
30 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
31 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
32 |
1. Series name | S&P MidCap 400 Pure Growth Fund |
2. Series identification number | |
Security Matter Series info Record:
33 |
1. Series name | Emerging Markets Bond Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
34 |
1. Series name | Weakening Dollar 2x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
35 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
36 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
37 |
1. Series name | S&P SmallCap 600 Pure Value Fund |
2. Series identification number | |
Security Matter Series info Record:
38 |
1. Series name | Mid-Cap 1.5x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
39 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
40 |
1. Series name | S&P MidCap 400 Pure Value Fund |
2. Series identification number | |
Security Matter Series info Record:
41 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
42 |
1. Series name | S&P SmallCap 600 Pure Growth Fund |
2. Series identification number | |
Security Matter Series info Record:
43 |
1. Series name | Inverse Russell 2000 Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
44 |
1. Series name | Emerging Markets 2x Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
45 |
1. Series name | Inverse High Yield Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
46 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
47 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
48 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
49 |
1. Series name | |
2. Series identification number | |
Security Matter Series info Record:
50 |
1. Series name | Multi-Hedge Strategies Fund |
2. Series identification number | |
Security Matter Series info Record:
51 |
1. Series name | Commodities Strategy Fund |
2. Series identification number | |
Security Matter Series info Record:
52 |
1. Series name | Managed Futures Strategy Fund |
2. Series identification number | |